Wealth Management Compliance Lead - Regulatory Risk

Hong Leong Bank; Malaysia; Híbrido; MYR 180 000 - 240 000; Tempo integral

Resumo da oferta

Hong Leong Bank is seeking a Manager, Business Compliance (Regional Wealth Management) in Malaysia to lead the design, implementation, and oversight of regulatory controls within wealth management. You will coordinate with Group Compliance, manage audits, and drive risk-aware practices across the division.

The role requires a strong background in risk management, governance, and product compliance, with expertise in AML/CFT and regulatory guidelines.

Qualificações

• Understanding of AML/CFT, market conduct and data privacy controls.
• Experience in risk management and internal controls.
• Familiarity with RCSA and audit management processes.

Responsabilidades

• Embed and operate Compliance framework within the Division per Malaysia regulations.
• Serve as liaison between Business and Group Compliance; respond to compliance queries and support audits.
• Review guidelines, board policies, and product launches to ensure compliance alignment.
• Design and deliver compliance training to promote risk-aware culture.
• Coordinate audits and remediation of findings; gather documentation for audits.
• Manage regulatory information requests during meetings and audits.
• Escalate non-compliance incidents to Group Risk and Group Compliance.
• Collaborate with stakeholders across groups to implement policies and controls.

Conhecimentos

Regulatory knowledge

Stakeholder management

Training delivery

Formação académica

Bachelor’s degree in business, banking, finance, or law

Descrição da oferta de emprego

Hong Leong Bank is seeking a Manager, Business Compliance (Regional Wealth Management) in Malaysia to lead the design, implementation, and oversight of regulatory controls within wealth management. You will coordinate with Group Compliance, manage audits, and drive risk-aware practices across the division.

The role requires a strong background in risk management, governance, and product compliance, with expertise in AML/CFT and regulatory guidelines.