Specialist, People Excellent (Remisier Support)

RHB Banking Group; Kuala Lumpur; On-site; MYR 60,000 - 80,000; Full time

Job summary

A leading banking institution in Kuala Lumpur is looking for a Supervisor for Remisiers to oversee their performance and ensure compliance with regulations. The ideal candidate will have a Bachelor's degree in Finance, Banking or Business Management, and a minimum of 3 years’ experience in the stockbroking or banking industry. Strong analytical skills and knowledge of the securities industry are essential for this role.

Qualifications

• Minimum 3 years’ experience in stockbroking/banking industry.
• Experience supervising dealer representatives is an advantage.

Responsibilities

• Supervise Remisiers to monitor performance and governance.
• Formulate, review and enforce policies and procedures.
• Contribute to strategies for Remisiers productivity.
• Support recruitment and onboarding of Remisiers.
• Assist in investigations related to Dealers’ conduct.

Skills

Analytical skills

Good communication skills

Knowledge of securities industry

Understanding of banking processes

Education

Bachelor's degree in Finance, Banking or Business Management

Job description

Key Responsibilities:

• Supervise Remisiers (Commissioned Dealers Representatives) to monitor performance and ensure governance based on prevailing laws and statutes, rules, regulations, policies, procedures and guidelines
• Recommend, formulate, review and enforce all policies and procedures relating to Remisiers to ensure consistency, relevancy and compliance.
• Contribute in all strategies, plan and initiatives relating to Remisiers productivity, growth and development.
• Monitor performance to drive growth by recommending initiatives (e.g., campaigns) to boost productivity and conducting reviews of underperformers.
• Oversee governance and application processes for dealer mobility as well as TR/MR matters.
• Support the recruitment and onboarding of Remisiers.
• Assist in surveillance and investigations related to Dealers’ conduct.
• Organize the sales convention for Remisiers.
• Oversee administrative functions related to Remisiers, including medical insurance, attendance records, and other related matters.

Requirements:

• A Bachelor's degree in Finance, Banking or Business Management.
• Minimum 3 years’ experience in stockbroking/banking industry. Prior experience supervising dealer representatives or in a similar role is an added advantage.
• Possess analytical skills and in-depth knowledge of the securities industry.
• Good written and verbal communication skills.
• Solid understanding of key banking processes.

*Only shortlisted candidates will be notified.