Senior Specialist, Compliance Review Team 1

RHB Banking Group; Kuala Lumpur; On-site; MYR 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a Compliance Review Specialist to lead compliance reviews, ensuring adherence to regulatory guidelines and industry practices. This role involves formulating review scopes, developing annual compliance plans, and supervising a team of reviewers. The ideal candidate will be a subject matter expert in critical areas such as Treasury, Trade Finance, and Risk Management. Join a dynamic team where your expertise will contribute to maintaining high compliance standards and supporting business units in navigating complex regulatory landscapes.

Qualifications

• Strong understanding of compliance review processes and regulatory requirements.
• Ability to analyze and develop compliance review plans.

Responsibilities

• Lead compliance reviews and ensure adherence to regulatory guidelines.
• Supervise a team of reviewers and provide guidance on compliance matters.

Skills

Compliance Review

Regulatory Guidelines

Risk Management

Team Leadership

Analytical Skills

Education

Bachelor's Degree in Finance or related field

Job description

• Assist in formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements.
• Assist in analyzing areas for review and develop the annual compliance review plan
• Adhere to annual compliance review plan
• Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.
• Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
• Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
• Perform validation on BRCOs’ health checks as and when required to ensure continuous compliance to regulatory requirements.
• Supervise and coach a team of reviewers to ensure completion of compliance reviews.
• To be a subject matter expert in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)
• Provide advice to business units on compliance matters, where necessary.
• Conduct briefing on compliance, if required.
• Other task as requested by Head, Compliance Assurance