Senior Executive, Compliance

CGC Malaysia; Selangor; On-site; MYR 50,000 - 80,000; Full time

Job summary

A leading company in Malaysia seeks a Compliance Officer to support compliance programs, monitor adherence to regulations, and provide training to staff. With a focus on law or finance graduates, the role requires experience in compliance and audit, along with strong regulatory knowledge to guide compliance initiatives across departments.

Qualifications

• Minimum 4 years of experience in a Compliance-related field, preferably in Audit.
• Conversant with compliance management and knowledge of laws and regulations.

Responsibilities

• Assist in implementation of Compliance Programs and related activities.
• Provide compliance training, guidance, and support to staff.
• Monitor compliance activities across departments and provide regular reports.

Skills

Compliance management

Regulatory knowledge

Training and supervision

Education

Degree in Law / Banking / Finance

Job description

Job Responsibilities

• To assist Manager of Compliance and/or HOC on implementation of Compliance Programs and its related activities to prevent improper conduct or non-compliances.
• To assist Manager of Compliance in keeping HOC, Senior Management and Board informed of non-compliance incidents/issues through the submission of Compliance Reports.
• To assist Manager of Compliance and/or HOC in providing training, guidance and supervision to staff to enable staff to carry out their duties effectively.
• To assist Manager of Compliance and/or HOC to ensure new updates of Regulatory or Statutory requirements are complied with and implemented on a timely basis by the respective departments.
• To assist Manager of Compliance to track all audit findings and completion of recommendations related to Compliance reported by BNM, external and internal auditors.
• To assist Manager of Compliance and/or HOC in attending queries on compliance matters.
• To assist Manager of Compliance and/or HOC to monitor, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends.
• To assist Manager of Compliance and/or HOC on compliance monitoring via monitoring systems for detection of money laundering and suspicious activities.
• To assist Manager of Compliance and/or HOC to provide reports on a regular basis, and as directed or requested, of the operation and progress of compliance efforts.
• To assist Manager of Compliance and/or HOC to review, revise and update to ensure relevancy of compliance policies and procedures.
• Assume responsibility of other relevant tasks as assigned by Manager of Compliance and/or Head of Compliance from time to time.

Job Requirements

• Degree in Law / Banking / Finance or equivalent field
• Minimum 4 years of working experience in Compliance related field, preferably in Audit or Compliance area
• Conversant with compliance management and a general knowledge on legislation, rules and regulations