Senior Executive, Business Compliance

CTOS

Petaling Jaya

MYR 150,000 - 200,000

Job description

Conduct compliance and process improvement review which include assessing the adequacy of internal controls, effectiveness and efficiency of business processes, compliance with the regulatory requirements, Company’s Policies and Procedures (“P&P”);
Provide value added findings, recommendation and areas for improvement to address internal control weaknesses with all identified issues are monitored and remediated timely;
Formulate, review and implement P&P, including enhancements to forms and documents;
Ensure effective identification, mitigation, monitoring and reporting of regulatory and compliance risks of the Company;
Assist in preparing documents/reports for regulatory submission;
Assist in the launch of trainings and updates on regulatory requirements;
Assist in updating the risk register for the department;
Launch periodic awareness programs or communications to internal and external stakeholders to promote compliance awareness;
Perform any other ad-hoc tasks or duties as required of the Department or instructed by GM.