Regulatory Analyst

moomoo; Kuala Lumpur; On-site; MYR 30,000 - 45,000; Full time

Job summary

A leading brokerage firm in Kuala Lumpur is seeking a Regulatory Analyst to ensure compliance with financial regulations. The successful candidate will have strong analytical skills, attention to detail, and the ability to work independently. This role involves preparing regulatory documents and assisting with various financial computations while enjoying a competitive compensation package in a dynamic work environment.

Benefits

Competitive compensation & benefits

Fun loving and diverse work environment

Business casual work attire

Nearby public transport - MRT & LRT Maluri

Qualifications

• Bachelor’s degree in finance, Accounting, or similar.
• Excellent Excel skills.
• Strong attention to detail.

Responsibilities

• Ensure compliance with financial regulations.
• Prepare regulatory filings.
• Assist in daily computations.

Skills

Analytical

Attention to detail

Communication

Education

Bachelor’s degree in finance, Accounting or similar

Tools

Excel

Job description

The Regulatory Analyst position at our brokerage firm involves ensuring compliance with financial regulations and standards specific to brokerage operations. This role involves preparing regulatory filings in a timely manner. Strong analytical, attention to detail, and effective communication abilities are essential for success in this role.

· Assist team with daily PAB and Customer Reserve 15c3-3 computations.

· Assist team with daily net capital calculation and monthly FOCUS

· Assist team with preparation of multiple regulatory requirements, such as SSOI, SLS, stress, etc.

· Performs other related duties as assigned.

· Bachelor’s degree in finance, Accounting or similar

· Excellent excel skills

· Excellent written and verbal communication skills

· Strong attention to detail

· Ability to work independently and as part of a team

· Ability to prioritize in a time sensitive and multi-tasked environment

· Understanding financial accounting and reporting

· CCFTC daily segregation computation skill is a plus

We offer a comprehensive and holistic work experience and package as follows:

• Competitive compensation & benefits
• Fun loving and diverse work environment.
• Business casual work attire everyday.
• Nearby public transport - MRT & LRT Maluri

Please note that only short-listed candidates will be contacted. Thank you.