Quality Assurance Auditor

SMBC Group; Kuala Lumpur; On-site; MYR 120,000 - 160,000; Full time

Job summary

Sumitomo Mitsui Banking Corporation Malaysia Berhad (SMBCMY) seeks a seasoned Internal Audit professional to support risk assessment, planning, and quality assurance across banking engagements. You will maintain audit programs, oversee regulatory policies, and assist the Unit Head and Chief Internal Auditor.

The role requires a degree or CIA designation, plus 8 years in banking audits (5+ in QA). Strong leadership, ethics and communication are essential for independent, objective work.

Qualifications

• Degree or professional qualification in business, economics, accounting, information technology or related discipline.
• Prefer CIA certification from The Institute of Internal Auditors.
• Minimum 8 years banking experience with at least 5 years auditing or quality assurance review experience.
• Solid knowledge of Global Internal Audit Standards of The Institute of Internal Auditors.
• Strong leadership, management and writing skills.
• Good interpersonal skills and attention to detail.
• Ethical commitment to independence and objectivity in auditing.

Responsibilities

• Review and ensure audit engagements’ working papers are maintained and filed in line with internal audit standards.
• Prepare Internal Quality Assurance Review report on quality reviews conducted.
• Assist the Unit Head and Head of Internal Audit in maintaining risk assessment and planning.
• Ensure maintenance of audit programs and regulatory policies/guidelines lists.
• Oversee administrative activities of the internal audit function.
• Manage audit client feedback records and report outcomes to Head of Internal Audit.
• Perform ad hoc assignments as directed by the Unit Head and Head of Internal Audit.

Skills

CIA Certification

Audit Leadership

Interpersonal Skills

Attention to Detail

Ethics & Objectivity

Education

Degree or professional qualification in business, economics, accounting, information technology or related discipline

Certified Internal Auditor (CIA)

Job description

SUMITOMO MITSUI BANKING CORPORATION MALAYSIA BERHAD (SMBCMY)

• Review and to ensure that the audit engagements’ working papers are maintained and filed correctly in line with the standards of the Global Internal Audit Standards of The Institute of Internal Auditors and of the department.


• Prepare Internal Quality Assurance Review report on quality reviews conducted.


• Assist the Unit Head and Head of Internal Audit/ Chief Internal Auditor in the maintenance of the internal audit risk assessment and planning.


• To ensure the proper maintenance of the department’s list of audit programs and list of regulatory policies and guidelines.


• To ensure proper maintenance, monitoring and support of administrative activities over the internal audit function.


• To manage a proper audit client effectiveness feedback evaluation process in maintaining the records and compiling the overall outcome to the Head of Internal Audit/ Chief Internal Auditor.


• Perform other ad hoc assignments as may be assigned to them by the Unit Head and Head of Internal Audit/ Chief Internal Auditor.

Job Description

• Review and to ensure that the audit engagements’ working papers are maintained and filed correctly in line with the standards of the Global Internal Audit Standards of The Institute of Internal Auditors and of the department.


• Prepare Internal Quality Assurance Review report on quality reviews conducted.


• Assist the Unit Head and Head of Internal Audit/ Chief Internal Auditor in the maintenance of the internal audit risk assessment and planning.


• To ensure the proper maintenance of the department’s list of audit programs and list of regulatory policies and guidelines.


• To ensure proper maintenance, monitoring and support of administrative activities over the internal audit function.


• To manage a proper audit client effectiveness feedback evaluation process in maintaining the records and compiling the overall outcome to the Head of Internal Audit/ Chief Internal Auditor.


• Perform other ad hoc assignments as may be assigned to them by the Unit Head and Head of Internal Audit/ Chief Internal Auditor.

Job Requirements

• Degree or professional qualification in business, economics, accountancy, information technology or related discipline. Preferably possess the certification of a Certified Internal Auditor (CIA) from The Institute of Internal Auditors.


• A member of The Institute of Internal Auditors/ Information Systems Audit and Control Association/ Asian Institute of Chartered Bankers or where relevant.


• 8 years of banking related experience of which minimum 5 years of auditing or quality assurance review experience. Have a good understanding of the Global Internal Audit Standards of The Institute of Internal Auditors.


• Strong leadership skills, administration and management skills, writing and articulation skills.


• Good interpersonal skills.


• Meticulous and an eye for details.


• Ethically strong towards to the profession of auditing in upholding independence and objectivity.