Manager, Compliance Testing

Royal Bank of Canada; Putrajaya; On-site; MYR 382,000 - 600,000; Full time

Job summary

Royal Bank of Canada Malaysia is seeking a Compliance Testing Manager to support the UK and Europe Compliance Testing team. You will help ensure the effectiveness of risk assessments and contribute to the Compliance Monitoring Plan across Capital Markets, Wealth Management, and Asset Management.

You will collaborate with Compliance and business colleagues to log actions, improve testing approaches, and respond to audits and regulatory inquiries, while driving continuous program enhancements.

Qualifications

• At least 5-7 years of experience in regulatory compliance within Finance Services (Capital Markets, Wealth Management, Asset Management).
• Deep understanding about the industry standard and legal regulation for Europe region.
• Excellent auditing, monitoring or risk and data analytics skills.
• Nice-to-have: planning and organizing.
• Nice-to-have: advance analytical thinking and problem solving.

Responsibilities

• Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.
• Log and track action plans raised to resolve issues identified during monitoring reviews.
• Contribute towards the continual enhancement of the Testing approach and annual Testing program.
• Assist in the delivery of timely responses to internal audit and external regulatory enquiries.
• Support ad-hoc projects and activities as required.

Skills

Auditing

Monitoring

Risk analytics

Data analytics

Analytical thinking

Problem solving

Planning

Organizing

Job description

Jora Malaysia will close on 9th September 2026. Thank you for being with us, we are cheering you on as you continue your career journey.

As an integral member of the UK / Europe Compliance Testing team, the Compliance Testing Manager helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

What will you do?

Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.

• Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).

Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews;

Contribute towards the continual enhancement of the Testing approach and annual Testing program (including providing ideas for developing/improving the approach to continuous business Testing and, where relevant, enhancing the existing Enterprise Monitoring and Testing control standards)

Assist in the delivery of timely responses to internal audit and external regulatory enquiries

Support ad-hoc projects and activities as required (methodology improvements; stakeholder management; committee reporting).

What so you need to succeed?

Must-have

At least 5-7 years of experience in regulatory compliance within Finance Services (Capital Markets, Wealth Management, Asset Management)

Deep understanding about the industry standard and legal regulation for Europe region

Excellent in auditing , monitoring or risk and data analytics skills

Nice-to-have

Good in planning and organizing.

Advance analytical thinking and problem solving