Manager/Assistant Manager, Operations Compliance

Manager/Assistant Manager, Operations Compliance

Apply locations HLT-Hong Leong Tower time type Full time posted on Posted Today job requisition id JR0000020609

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The role is responsible for all compliance initiatives and portfolio in the Group Operations & Technology (GOT) Division - in accordance and aligned to the Group Compliance framework, initiatives and activities, which in turn would be aligned to the Bank’s strategic direction and regulatory standards.

• Develop, implement, review and update policies and procedures to comply with legal and regulatory requirements, as well as internal standards and guidelines.
• Single point of contact for all compliance matters within GOT including reporting and escalation of incidences, in collaboration with Group Compliance.
• Drive and facilitate a culture of compliance in GOT, responsible to develop and drive activities/initiatives to increase and improve employees' knowledge and experiences on applicable laws, rules, regulations and guidelines.
• Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
• Assist with the coordination of any regulatory information requests, including meetings and audits.
• Propose/recommend initiatives to revise existing internal processes and/or adopt new processes to comply with new regulatory requirements, where necessary.
• Strong stakeholder engagement with all other divisions to collaborate and align on implementation and enforcement of relevant policies and procedures.
• Establish and share best practices, with reference to competitor benchmarks as appropriate.

• Minimum Bachelor's in Law, Economics, Finance, Risk Management or equivalent.
• Minimum of 8 years of managerial experience in handling compliance, risk management or operations within a regulated financial institution.
• Knowledge of legislative aspects/regulatory requirements of banking and/or financial institutions is a key requirement.
• Strong communication and influencing skills - important: ability to see the big picture without losing attention to detail;
• Demonstrable ability to effectively communicate, both orally and in writing, through all levels of the organization.
• Possesses analytical and critical thinking. Attentive to details and possesses investigative nature.

About Hong Leong Bank

We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers.

Realise your full potential at Hong Leong Bank by applying now.