KYC Client Onboarding Specialist (UK Markets)

RBC Shared Services Malaysia Sdn Bhd; Putrajaya; Sur place; MYR 326 000 - 489 000; Plein temps

Résumé du poste

RBC Capital Markets is responsible for performing KYC processing for new client on-boarding and maintaining reference databases with complete records. The role involves assessing potential non-compliance issues and escalating as needed, while collaborating with AML teams to resolve findings and implement improved controls.

Expect thorough KYC due diligence for low, medium, and high-risk customers, responding to ad hoc requests, and identifying opportunities to automate manual processes.

Qualifications

• Minimum 2 years of KYC/AML experience in capital markets.
• BA/BS or equivalent degree.
• Knowledge of local and global KYC/AML, capital markets, or taxation regulatory requirements (IIROC, OFSI, IRS, etc.).
• Familiarity with capital markets products, trade systems and business lines.

Responsabilités

• Handle KYC processing for new clients and account openings.
• Maintain reference databases with completed KYC records.
• Assess potential non-compliance issues and recommend controls.
• Perform KYC due diligence for low/medium/high-risk customers.
• Respond to information requests from business areas about KYC docs.
• Identify opportunities to automate manual processes.

Connaissances

KYC/AML experience

Capital Markets knowledge

Regulatory compliance

Formation

BA/BS or equivalent

Description du poste

RBC Capital Markets is responsible for performing KYC processing for new client on-boarding and maintaining reference databases with complete records. The role involves assessing potential non-compliance issues and escalating as needed, while collaborating with AML teams to resolve findings and implement improved controls.

Expect thorough KYC due diligence for low, medium, and high-risk customers, responding to ad hoc requests, and identifying opportunities to automate manual processes.