Head of RA, Investment Advice (Malaysia)

Eddid Group; Kuala Lumpur; Presencial; MYR 240.000 - 480.000; Jornada completa

Descripción de la vacante

Eddid Financial is seeking a Head of RA, Investment Advice for Malaysia to lead regulatory-compliant investment advisory activities. The role focuses on recommendations, research development, and client relationship management within SC-licensed operations.

Ideal candidates will have a CMSRL, 8+ years in investment advisory, and strong English skills; Mandarin/Cantonese is a plus for HQ coordination. Degree in Finance/Business is required, CFA Level 1+ preferred.

Formación

• CMSRL for Investment Advice (SIDC modules completed)
• Minimum 8 years experience in investment advisory at SC-licensed firms
• Malaysia resident and fit for regulatory assessment
• Degree in Finance/Business; CMQ or CFA Level 1+ preferred
• Strong analytical skills and client-facing experience with a clean regulatory record
• Fluent in English; Mandarin/Cantonese an HQ coordination advantage

Responsabilidades

• Provide personalized investment recommendations compliant with SC suitability requirements.
• Develop house views, research reports, and portfolio strategies for Bursa-listed securities and unit trusts.
• Manage client relationships, conduct needs analysis, and monitor ongoing suitability.
• Ensure CMSA 2007 compliance: disclosure, conflict management, and record-keeping.
• Report to CEO/Licensed Director; support SC regulatory filings and examinations.

Conocimientos

Analytical skills

Client-facing

English fluency

Mandarin/Cantonese (adv)

Educación

Finance/Business degree

CMQ or CFA Level 1+

Descripción del empleo

Head of RA, Investment Advice (Malaysia)

About Eddid Financial:

Anchored in Hong Kong, Eddid Financial is an all-encompassing financial group centered around fintech and dedicated to integrating latest technologies into its enterprise DNA. The diversified businesses of Eddid Financial range from retail to institutional and include but are not limited to fintech, internet finance, wealth management, asset management, investment banking, and digital assets.

Eddid Financial is committed to providing one-stop financial services and products to customers through high-quality investment solutions. Members of the Group hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 0977), Insurance Broker Company license; Trust or Company Service Provider License in Hong Kong.

Additionally, our fully owned U.S. broker-dealer subsidiary, Eddid Securities USA Inc., maintains approved membership with the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), the Securities Investor Protection Corporation (SIPC), and the Nasdaq Stock Market LLC (NQX), the New York Stock Exchange (NYSE) and NYSE American, and is a registered with the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) in the United States.

Our Singapore subsidiary, Eddid Financial Singapore Pte. Ltd., holds the Capital Markets Services License (License No.: CMS101839) issued by the Monetary Authority of Singapore (MAS).

With a view to catching up with our rapid expansion, we are sincerely hiring talents to join our Group.

Key elements of the job:

• Provide personalized investment recommendations compliant with SC suitability requirements.
• Develop house views, research reports, and portfolio strategies for Bursa-listed securities and unit trusts.
• Manage client relationships, conduct needs analysis, and monitor ongoing suitability.
• Ensure CMSA 2007 compliance: disclosure, conflict management, and record-keeping.
• Report to CEO/Licensed Director; support SC regulatory filings and examinations.
• The ideal candidate:
  
• Valid CMSRL for Investment Advice (passed SIDC relevant modules).
• Minimum 8 years experience in investment advisory at SC-licensed firms.
• Malaysia resident and mandatory for SC fitness and propriety assessment.
• Degree in Finance/Business; CMQ or CFA Level 1+ preferred.
• Strong analytical skills and client-facing experience; clean regulatory record.
• Fluent in English; Mandarin or Cantonese is an advantage for HQ coordination.