Executive, Regulatory Compliance

Aeon Credit Service; Kuala Lumpur; On-site; MYR 200,000 - 250,000; Full time

Job summary

A financial services company in Kuala Lumpur seeks a compliance officer to oversee compliance with laws and regulations. Responsibilities include managing compliance practices and liaising with regulatory bodies. The ideal candidate will have a degree in Economics/Business/Law and at least 3 years of experience in the field. Familiarity with Malaysian banking regulations is a must.

Qualifications

• Minimum 3 years’ experience handling compliance matters in banking or established corporation.
• Familiarity with regulations of Bank Negara Malaysia and Bursa Securities Malaysia Berhad.

Responsibilities

• Assist in ensuring compliance with applicable laws and regulations.
• Manage and monitor the company’s practices for compliance.
• Support in monitoring and maintaining the compliance function.

Skills

Compliance monitoring

Regulatory knowledge

Analytical skills

Education

Basic Degree in Economics/Business/Law

Job description

Responsibilities

• Assist in ensuring compliance with the applicable laws, rules and regulations set by statutory and regulatory bodies.
• Manage and monitor Company’s practices in accordance with compliance requirements i.e. regulatory bodies, AFS, government agencies, etc.
• Support in monitoring and maintaining the implementation of the Group’s compliance function.
• Support in establishing and reviewing the Group’s internal policies/procedures in accordance with applicable laws and regulations.
• Assist in preparing and submitting reports to management, Board of Directors, regulatory bodies and AFS.
• Assist in ensuring the Group’s compliance with the laws, rules and regulations set by the statutory and regulatory bodies through gap analysis and other compliance tools.
• Support the Group’s compliance function to identify, manage, monitor and mitigate exposure to compliance gap and risk.
• Assist in liaising with the relevant regulatory bodies.
• Assist in implementation of the compliance training program.
• Undertake any other duties as assigned by the Compliance Manager.

Minimum job requirement (education & experience)

• Basic Degree in Economics/Business/Law from a recognized university or other related discipline/network experience.
• Minimum 3 years’ experience handling compliance matters in banking/established corporation.
• Familiarity with regulations/guidelines of Bank Negara Malaysia and Bursa Securities Malaysia Berhad, company law and compliance framework affecting the financial services industry.

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