Executive, Regulatory Compliance

Aeon Credit Service; Kuala Lumpur; On-site; MYR 200,000 - 250,000; Full time

Job summary

A leading company in financial services is seeking a Compliance Officer to manage compliance activities in accordance with statutory regulations. The role involves monitoring compliance practices, preparing reports for management, and implementing training programs. Applicants should have a relevant degree and a minimum of 3 years' experience handling compliance in the banking sector.

Qualifications

• At least 3 years of compliance experience in banking or corporations.
• Familiarity with regulations from Bank Negara Malaysia.

Responsibilities

• Ensure compliance with laws and regulations.
• Prepare reports for management and regulatory bodies.
• Identify and mitigate compliance risks.

Skills

Compliance monitoring

Risk management

Regulatory knowledge

Education

Basic Degree in Economics, Business, Law

Job description

Assist in ensuring compliance with applicable laws, rules, and regulations set by statutory and regulatory bodies.

Manage and monitor the Company’s practices in accordance with compliance requirements, including regulatory bodies, AFS, government agencies, etc.

Support the monitoring and maintenance of the Group’s compliance functions.

Assist in establishing and reviewing the Group’s internal policies and procedures to ensure compliance with applicable laws and regulations.

Prepare and submit reports to management, the Board of Directors, regulatory bodies, and AFS.

Ensure the Group’s compliance through gap analysis and other compliance tools, addressing any deficiencies.

Identify, manage, monitor, and mitigate compliance gaps and risks.

Liaise with relevant regulatory bodies as needed.

Implement and support the compliance training program.

Undertake additional duties as assigned by the Compliance Manager.

Minimum Job Requirements (Education & Experience)

Basic Degree in Economics, Business, Law, or related disciplines from a recognized university, or equivalent network experience.

At least 3 years of experience handling compliance matters in banking or established corporations.

Familiarity with regulations and guidelines of Bank Negara Malaysia, Bursa Securities Malaysia Berhad, company law, and compliance frameworks affecting the financial services industry.

Additional Information

Salary expectations should be included in your profile for insights.

Application questions include: "What is your expected monthly basic salary?"

Note: The job posting appears active; no indication of expiration is present.