Executive Director, Global Compliance & Regulatory Risk

The Japan Research Institute, Limited (Singapore Branch); Kuala Lumpur; Presencial; MYR 300.000 - 540.000; Jornada completa

Descripción de la vacante

Sumitomo Mitsui Banking Corporation (SMBC) in Kuala Lumpur seeks an experienced Compliance professional to oversee adherence to laws and internal policies, focusing on AML/CFT/CPF and regulatory risk reduction across operations.

The role involves risk assessment, control testing, reporting to senior management, and guiding staff on regulatory requirements, including training and policy development.

Formación

• Certified Professional on Regulatory Compliance and AML/CFT/CPF.
• Degree in Banking/Finance/Accounting.
• 20+ years in handling/managing a compliance function in banking.
• Strong grasp of banking rules/regulations in regulatory, review, and AML/Sanctions areas.
• Excellent communication and interpersonal skills.
• People management and coaching experience.

Responsabilidades

• Identify and assess compliance risk associated with the Bank’s activities and track material changes.
• Test internal controls and address deficiencies with corrective plans.
• Report to Senior Management and BRMC on compliance findings and analyses.
• Provide guidance and training on regulatory requirements including AML/Sanctions.
• Establish and maintain compliance-related policies and procedures (AML/Sanctions).
• Coordinate with regulators on AML/CFT/CPF matters and ensure regional/head office alignment.
• Support insourced compliance activities for branches and assist the compliance team.

Conocimientos

Regulatory compliance

AML/CFT/CPF

Compliance governance

Educación

Degree in Banking/Finance/Accounting

Descripción del empleo

Sumitomo Mitsui Banking Corporation (SMBC) in Kuala Lumpur seeks an experienced Compliance professional to oversee adherence to laws and internal policies, focusing on AML/CFT/CPF and regulatory risk reduction across operations.

The role involves risk assessment, control testing, reporting to senior management, and guiding staff on regulatory requirements, including training and policy development.