Executive, Compliance (KYC)

Tranglo; Kuala Lumpur; On-site; MYR 60,000 - 90,000; Full time

Job summary

A leading fintech company in Kuala Lumpur is seeking a Compliance Officer to ensure compliance with AML-CFT regulations. This senior position involves implementing policies, conducting customer due diligence, and monitoring transactions for suspicious activities. The ideal candidate is highly motivated with a minimum of three years of AML compliance experience, particularly in fast-paced environments.

Qualifications

• Minimum 3 years AML compliance experience.
• Proficiency with Microsoft Office and advanced Excel required.
• Experience in fast-growing transactional/technology companies is an advantage.

Responsibilities

• Implement AML/CFT Compliance Policy and Procedures.
• Perform CDD/ECDD for customer onboarding.
• Monitor transactions for suspicious activity.

Skills

AML compliance experience

Sensitivity to figures

Professional skepticism

Statistical techniques

Education

Bachelor's degree or equivalent

Tools

Microsoft Office Suite

Advanced Excel

Job description

Compliance Officer

Level: Senior/Lead/Assistant Manager/Manager position available

Dept: Compliance

Related to Anti Money Laundering / Countering Financing of Terrorism (AML-CFT) & Risk

Industry: Fintech

Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)

Cross border Financial business requires a Compliance Officer to meet Bank Negara Malaysia requirements. The Compliance Officer ensures the company functions legally and ethically while achieving its business goals. The ideal candidate will be highly motivated, energetic, hardworking, and a quick learner. They should be able to work as a team player and independently. Long hours may be required during busy periods.

Requirements

• Minimum 3 years AML compliance experience
• Proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Macros, etc.), Access, statistical techniques, and basic accounting knowledge
• Sensitivity to figures and ability to apply professional skepticism
• Experience in fast-growing transactional/technology companies is an advantage
• Ability to work independently with minimal supervision
• Willing to cover public holidays on a rotational basis

Onboarding KYC team

Responsibilities

• Implement AML/CFT Compliance Policy and Procedures approved by the Board and senior management
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for corporate customer onboarding
• Perform CDD/ECDD for remittance partner onboarding, including assessing their AML/CFT compliance and relevant documentation
• Conduct ongoing CDD/ECDD for changes in business relationships and update customer information
• Monitor transactions to detect suspicious activity and report internally as needed
• Review compliance alerts and prepare periodic monitoring reports
• Assist in establishing mechanisms and procedures to implement AML/CFT policies and controls
• Participate in new product development and assess ML/TF risks
• Evaluate the effectiveness of AML/CFT compliance programs