Associate Director, Volcker Compliance

Standard Chartered; Kuala Lumpur; On-site; MYR 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a dedicated compliance professional to support its Volcker Compliance Programme. This role involves monitoring compliance activities, assessing new business proposals, and collaborating with various teams to ensure adherence to regulatory obligations. Ideal candidates will possess a strong background in compliance or legal fields, excellent analytical skills, and a commitment to ethical practices. Join a forward-thinking organization that values diversity and offers a supportive environment where you can thrive and make a meaningful impact.

Benefits

Health Insurance

Retirement Benefits

Flexible Working Options

Wellbeing Support

Learning Culture

Qualifications

• Bachelor’s degree or higher in a relevant field.
• Strong background in compliance, legal, or investment governance.

Responsibilities

• Monitor Volcker compliance activities and maintain related registers.
• Collaborate with stakeholders on policy and control matters.

Skills

Compliance

Legal Knowledge

Investment Governance

Analytical Skills

Communication Skills

Problem-Solving

Education

Bachelor’s Degree

Job description

Job Summary

Support the Group’s Volcker Compliance Programme by monitoring covered fund activities, assessing new business proposals, and working with legal, risk, and business teams to ensure compliance with US regulatory obligations. Ideal for candidates with compliance, legal, or investment governance experience looking to deepen expertise in global regulatory frameworks.

Key Responsibilities

• Monitor Volcker compliance activities and maintain related registers.
• Assess and support approvals for new Group activities impacting covered funds.
• Collaborate with stakeholders (including Front Office, Legal, COO, CFCC, and Risk) on policy and control matters.
• Provide awareness and conduct training sessions.
• Support IT UAT testing and data monitoring initiatives.

Regulatory & Business Conduct

Responsible for embedding the highest standards of work ethics in day-to-day activities, including ensuring compliance with all applicable laws, regulations, guidelines, and the Group Code of Conduct. Accountable for identifying, escalating, and mitigating potential risks that could negatively impact the Bank’s shareholder value or reputation.

Key Stakeholders

Financial markets, Global Banking, Corporate Banking, Group Corporate Development, SC Ventures, and Group Corporate Secretariat.

Skills and Experience

Our Ideal Candidate

• Bachelor’s degree or higher
• Strong background in compliance, legal, or investment governance
• Excellent analytical and data interpretation skills
• Strong communicator with multi-stakeholder experience
• Team player with positive attitude for learning, detail-oriented, with strong problem-solving skills
• Volcker-specific knowledge is preferred but not mandatory

Role Specific Technical Competencies

• Good understanding of financial markets and products
• Experience in relevant regulatory compliance
• Ability to interpret complex data and strong analytical skills
• Ability to analyze ownership interests based on term sheets or transaction information
• Ability to reconcile shareholding information across the Group
• Skill in identifying red flags and critically challenging complex structures
• Persistent in following through and rectifying risk items
• Good communication skills to explain compliance issues to stakeholders

Qualifications

Bachelor’s degree or above

About Standard Chartered

We are an international bank committed to making a positive difference for clients, communities, and colleagues. We value diversity and inclusion, fostering a culture where everyone can thrive and contribute their unique talents.

Our purpose is to drive commerce and prosperity through our diversity, and our values guide us in doing the right thing, never settling, and working better together.

What We Offer

In line with our Fair Pay Charter, we provide a competitive salary and benefits supporting your wellbeing, including retirement, health, and life insurance, flexible working options, wellbeing support, a learning culture, and an inclusive environment where everyone can reach their potential.