Assistant Manager / Senior Executive - Compliance (Advisory & Specialist Support) | Kuala Lumpur, MY

Hong Leong Bank; Kuala Lumpur; On-site; MYR 80,000 - 100,000; Full time

Job summary

A leading financial institution in Malaysia seeks an Assistant Manager/Senior Executive for Compliance. In this role, you will address regulatory compliance challenges, advise on risks, and conduct training. Join us to make a significant impact in a dynamic environment.

Qualifications

• At least 6 years of experience in legal, compliance, regulatory, or consulting roles.
• Effective communication skills in English, both oral and written.

Responsibilities

• Recommend solutions for regulatory compliance challenges.
• Conduct training on compliance topics.
• Analyze cases for non-compliance with regulations.

Skills

Communication

Education

Bachelor's Degree in Law, Accounting, or equivalent

Job description

Assistant Manager / Senior Executive - Compliance (Advisory & Specialist Support)

If you are looking to excel and make a difference, take a closer look at us...

Key Responsibilities

1. Recommend solutions to address specific challenges faced by the Bank in regulatory compliance matters and advise business/support units on compliance with laws, rules, and standards.
2. Identify, assess, and advise on the impact of regulatory compliance risks during the development of new products/services, processes, marketing/promotional campaigns, and related activities.
3. Review submissions of relevant regulatory compliance reports/responses to regulatory bodies on compliance matters.
4. Analyze cases escalated to Group Compliance to assess and determine any non-compliance with regulations.
5. Resolve identified issues and escalate concerns to superiors as appropriate to ensure timely awareness of material concerns. Drive compliance-related projects across the bank as required.
6. Conduct training for stakeholders on key compliance topics, e.g., Data Protection and Secrecy, BNM Foreign Exchange Policy, CRS/FATCA, FTFC.
7. Stay updated on new legal and regulatory changes, developments, and international best practices related to Regulatory Compliance.
8. Engage stakeholders on their key processes with regulatory impact, report findings, identify gaps, and track issue resolution.
9. Perform additional duties as assigned.

Job Requirements

1. Bachelor's Degree in Law, Accounting, or equivalent.
2. At least 6 years of experience in legal, compliance, regulatory, or consulting roles.
3. Effective communication skills in English, both oral and written, across all organizational levels.

About Hong Leong Bank

We are a leading financial institution in Malaysia with a century of entrepreneurial heritage. Our comprehensive financial services are guided by a Digital-at-the-Core ethos, earning us industry recognition for our innovative approach to banking. Our offerings span nationwide in Malaysia, with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.

We value diversity, inclusion, and merit, aiming to infuse diverse thinking and skills into our organization. We assess candidates based on merit and potential, and are committed to digitalizing the employee experience to support lifelong learning and career growth.

Realize your full potential at Hong Leong Bank by applying now.

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