Executive, Compliance (KYC)

Tranglo; Kuala Lumpur; On-site; MYR 60,000 - 90,000; Full time

Job summary

A leading fintech company is seeking a Compliance Officer to ensure adherence to Bank Negara Malaysia's requirements related to Anti Money Laundering and Countering Financing of Terrorism. The ideal candidate will have a strong background in AML compliance, excellent analytical skills, and the ability to work independently. This role involves implementing compliance policies, conducting customer due diligence, and monitoring transactions for suspicious activities.

Qualifications

• Minimum 3 years AML compliance experience.
• Proficiency in advanced Excel (VLOOKUP, PivotTables, Macros).
• Ability to work independently with minimal supervision.

Responsibilities

• Implement AML/CFT Compliance Policies and Procedures.
• Perform Customer Due Diligence (CDD) for corporate customers.
• Conduct ongoing CDD/ECDD to monitor changes in business relationships.

Skills

Analytical Skills

Attention to Detail

Professional Skepticism

Tools

Microsoft Office Suite

Job description

Compliance Officer

Level: Senior/Lead/Assistant Manager/Manager position available

Dept: Compliance

Related to Anti Money Laundering / Countering Financing of Terrorism (AML-CFT) & Risk

Industry: Fintech

Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)

Cross border Financial business requires a Compliance Officer to meet Bank Negara Malaysia requirements. The Compliance Officer ensures the company functions legally and ethically while achieving its business goals. The ideal candidate will demonstrate high motivation, energy, be a hard worker, and a quick learner. They should be able to work well independently and as part of a team. The role may require long hours during busy periods.

Requirements

• Minimum 3 years AML compliance experience
• Proficiency with Microsoft Office Suite, including advanced Excel (VLOOKUP, PivotTables, Macros), Access, statistical techniques, and a basic understanding of accounting principles
• Sensitivity to figures and ability to apply professional skepticism
• Experience in a fast-growing transactional/technology company is an advantage
• Ability to work independently with minimal supervision
• Flexibility to cover public holidays on a rotational basis

Onboarding KYC Team

Responsibilities

• Implement AML/CFT Compliance Policies and Procedures approved by the Board and senior management
• Perform Customer Due Diligence (CDD) and Enhanced Customer Due Diligence (ECDD) for onboarding corporate customers
• Perform CDD/ECDD for remittance partner onboarding, including assessing their AML/CFT compliance programs and reviewing relevant documents
• Conduct ongoing CDD/ECDD to monitor changes in the business relationship and update customer information accordingly
• Conduct transaction monitoring and analysis to detect suspicious transactions and file internal Suspicious Transaction Reports
• Review compliance alerts and prepare periodic monitoring reports
• Assist in establishing mechanisms and procedures to implement AML/CFT policies and internal controls
• Participate in new product development and business practices to assess ML/TF risks
• Assess the effectiveness of the AML/CFT compliance program