Associate Director, Regulatory Reporting
Associate Director, Regulatory Reporting
Royal Bank of Canada Kuala Lumpur, Malaysia
Associate Director, Regulatory Reporting
Job Summary
We are seeking an experienced and detail-oriented skilled Associate Director to join our U.S. Regulatory Reporting team based in Malaysia. This role will manage processes for preparing and reviewing regulatory reports submitted to the Federal Reserve Board (FRB) and the Office of the Comptroller of the Currency (OCC). The individual will report directly to a U.S.-based senior manager and serve as the point of contact for internal functions including Controller, Risk, and Technology. The role includes team management, control execution, and delivery of high-quality output to the U.S. based team for regulatory filings.
Job Description
- Lead the preparation and review of deliverables for regulatory filings done by the U.S. team to FRB and OCC for filings such as FR Y-9C, FR Y-11, FR Y-10, FFIEC reports, FR Y-15, etc.
- Supervise a team of analysts and associate; manage day-to-day operations, workflow allocations, and performance reviews.
- Own and enhance data reconciliation, validation, and exception management processes to ensure completeness and accuracy of deliverables.
- Maintain strong documentation and workpapers to support audit trails, policy adherence, and internal governance.
- Coordinate closely with U.S.-based stakeholders to understand reporting requirement, regulatory changes, production runbook, and deadlines.
- Identify, escalate, and remediate data quality and reporting issues; support root cause analysis and issue closure.
- Drive process improvement, automation, and control enhancements in partnership with Technology and global counterparts.
- Support control frameworks including Quality Assurance testing, RCSA review, and audit readiness.
- Ensuring accuracy, validity and completeness of all documentation necessary to meet organizational, industry, and governmental regulatory requirements.
- Conducting interviews with subject matter experts to assess documentation requirements that enhance compliance with state, federal and financial regulations to mitigate legal or financial risk.
- Fostering open communication and information sharing within the organization to ensure that managers are knowledgeable of documentation-related responsibilities, goals, initiatives and their established deadlines.
- Partnering and interacting with internal and external auditors and customers to ensure comprehension and compliance of policies, procedures, processes and related documents.
Job SkillsAudits Compliance, Critical Thinking, Detail-Oriented, Financial Reporting and Analysis, Industry Knowledge, Internal Controls, Knowledge Organization
Additional Job DetailsAddress:MYS - Unknown location [DO NOT USE]:Kuala Lumpur
City:Kuala Lumpur
Country:Malaysia
Work hours/week:40
Employment Type:Full time
Platform:OFFICE OF THE CFO
Job Type:Regular
Pay Type:Salaried
Posted Date:2025-06-23
Application Deadline:2025-07-21
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
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