Associate, Compliance

MUFG INVESTOR SERVICES (MALAYSIA) SDN. BHD.; Kuala Lumpur; Hybrid; MYR 100,000 - 150,000; Full time

Job summary

A leading financial institution, MUFG Investor Services, seeks a Compliance Officer to ensure adherence to laws and regulations. The role involves reviewing transaction alerts, enhancing due diligence, and supporting compliance reporting. Ideal candidates will have an undergraduate degree in finance or a related field and 1-3 years of experience in banking compliance.

Benefits

Hybrid working structure

Learning & Development opportunities

Qualifications

• 1-3 years of experience in Banking Compliance.
• Knowledge of Cayman Islands financial services laws is an asset.
• Ability to review alerts and compliance documents.

Responsibilities

• Ensure compliance with relevant laws and regulations.
• Review and investigate transaction alerts for true matches.
• Conduct testing in accordance with compliance requirements.

Skills

Knowledge of SWIFT platform

Transaction Screening tools

Sanctions Screening tools

Compliance knowledge

Education

Undergraduate degree in Accounting, Finance, Business

Formal qualification in Compliance (e.g., ACAMS, ACOI, ICA)

Job description

MUFG INVESTOR SERVICES (MALAYSIA) SDN. BHD. View all jobs

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MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more. Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution. To learn more, visit us at www.mufg-investorservices.com.

#LI-Hybrid

Job Description

• Ensure MUFG conducts business in compliance with relevant laws and regulations as well as professional standards, accepted business practices, internal policies and procedures, and the AML/CTF/CPF framework in place across all relevant departments and jurisdictions.
• Review and investigate alerts generated by SWIFT Transaction Screening Service (TSS) to determine whether true match or false positive; assess impact and take necessary action for true matches.
• Review and investigate alerts generated in WorldCheck One (WC1) for ongoing screening of MUFG’s customer base to determine whether true match or false positive; assess impact and take necessary action for true matches.
• Support the initial setup and ongoing review of enhanced due diligence for Relationship Management Application (RMA) counterparties.
• Conduct testing in accordance with the Banking & Payments Compliance Monitoring Plan (CMP); contribute to the development of the CMP template on an annual and/or ad hoc basis.
• Conduct review of high-risk payments and beneficiaries as applicable to FLEXCUBE and/or Global Payments Platform (GPP).
• Assist with periodic reporting to the Chief Compliance Officer (CCO), Compliance Committee (CC), Board of Directors, Senior Management, and the parent company (MUTB).
• Monitor and organize the group mailbox to ensure queries and requests are actioned in a timely and accurate manner.
• Perform other duties as assigned and incidental to the work described above.

Qualifications

• An undergraduate degree in Accounting, Finance, Business or other third level qualification.
• Have or working towards a formal qualification in Compliance e.g. ACAMS, ACOI or ICA.
• Knowledge of Cayman Islands financial services laws and regulations would be an asset
• 1-3 years of experience in Banking Compliance.
• Knowledge of SWIFT platform, Transaction Screening tools, and Sanctions Screening tools.

Additional Information

What’s in it for you to join MUFG Investor Services?

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.

MUFG is an equal opportunity employer.

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