Trustee compliance officer

Hector And Streak Consulting; Mumbai; Hybrid; INR 1,500,000 - 2,400,000; Full time

Job summary

Hector And Streak Consulting is seeking a compliance/secretarial professional to work with the Trustee Board, ensuring reporting under SEBI regulations and smooth governance alignment. The candidate will coordinate with AMC teams, oversee audits, and ensure regulatory compliance across the Trustee Company.

The role emphasizes strong experience with SEBI MF regulations, board engagements, and governance frameworks to support risk and compliance initiatives within a Trustee setup.

Qualifications

• Minimum 5 years of experience in handling compliance and/or secretarial matters of an AMC or its Trustee Company with exposure to SEBI MF Regulations.
• Experience in handling Board level interactions and engagement is a great value add.

Responsibilities

• Work with Trustee Board to implement a reporting framework under SEBI regulations.
• Coordinate with AMC counterparts to align Trustees' expectations on conduct and compliance.
• Coordinate internal audits and certifications with ATRs and closures.
• Collaborate with Group Compliance & Risk to implement group policies.
• Ensure Companies Act compliances and corporate governance for the Trustee Company.
• Coordinate with Risk Team to prepare and submit reports to the Trustee Board.
• Interact with SEBI on regulatory matters.

Skills

SEBI MF Regulations exposure

Board interactions

Regulatory reporting

Job description

Role & responsibilities

Work closely with the Trustee Board of Directors to put in place a reporting framework covering the SEBI Regulations and circulars.

• Interact closely with the AMC counterparts to ensure that Trustees expectations on conduct and compliance are understood and appropriate reports are built
• Partner with the AMC team to ensure that Internal Audits and Certifications as required by the Trustee Board is completed in time bound manner including the coordination of ATRs and closures.
• Work with the Group Compliance & Risk Teams to ensure that group level policies are implemented seamlessly
• Ensure that the Companies Act compliances and corporate governance matters of Trustee Company are taken care of
• Partner with the Risk Team to ensure appropriate reports are prepared and submitted by the AMC to the Trustee Board.
• Interact with SEBI on any matter that requires regulatory engagement

Preferred candidate profile

Minimum 5 years of experience in handling compliance and/or secretarial matters of an AMC or its Trustee Company where the candidate has exposure to SEBI MF Regulations. Experience in handling Board level interactions and engagement is a great value add.