Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

NatWest Group; Gurugram District; Remote; INR 4.000.000 - 7.000.000; Vollzeit

Zusammenfassung

NatWest Group is seeking a Trade & Transaction Reporting Manager at VP level to oversee daily regulatory submissions, ensuring accuracy and timeliness within the control framework. The role involves governance, issue remediation and collaboration with stakeholders across regions.

You will lead end-to-end reporting activities, perform root-cause analyses of breaches, and support readiness for regulatory changes. Strong regulatory knowledge and relationship-building are essential.

Qualifikationen

• Strong understanding of regulatory reporting requirements across multiple global regulators.
• Experience with control frameworks, risk and governance processes.
• Ability to build and maintain relationships with key stakeholders.
• Knowledge of investment banking products and front-to-back processes.

Aufgaben

• Oversee daily trade and transaction reporting processes to ensure accuracy and timeliness.
• Chair governance forums and ensure adherence to SLAs and regulatory obligations.
• Identify, investigate and remediate breaches in regulatory reporting within required timeframes.
• Provide root-cause analysis and impact assessments for reporting issues.
• Support readiness for new or changed regulations and regulatory reporting initiatives.

Kenntnisse

Regulatory reporting

Stakeholder management

Risk & control frameworks

Product/asset class knowledge

Issue remediation

Jobbeschreibung

Join us as a Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

• We'll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
• You'll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
• As a key member of our team, you'll enjoy extensive collaboration and can expect great visibility for you and your work
• We're offering this role at vice president level

What you'll do

As a Trade & Transaction Reporting Manager, you'll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. You'll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.

Working proactively with stakeholders, you'll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.

You'll also be:

• Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
• Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
• Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
• Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
• Supporting operational readiness and preparation for new and changed regulations

The skills you'll need

To thrive in this role, you'll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.

In addition, you'll need:

• Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
• Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
• The ability to build, develop and engage strong relationships with stakeholders
• An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks