Trade And Transaction Reporting Manager VP Regulatory Reporting Assurance

NatWest Group; Gurugram District; On-site; INR 3,500,000 - 6,000,000; Full time

Job summary

NatWest Group in Gurugram, India is seeking a VP-level Trade & Transaction Reporting Manager to lead regulatory submissions and ensure control adherence. You’ll guide a team of analysts, act as a subject matter expert on regulatory trade reporting, data validation and controls for key asset classes.

The role requires strong knowledge of MiFID/MiFIR regulatory reporting, cross-functional collaboration, and the ability to drive improvements in governance and operating models.

Qualifications

• Experience delivering regulatory reporting to regulators.
• Knowledge of risk and control frameworks in financial services.
• Understanding of asset classes and front‑to‑back processes.

Responsibilities

• Lead submissions to regulators for trade and transaction reporting.
• Ensure compliance with regulatory requirements and control framework.
• Build and manage a team providing subject matter guidance.
• Collaborate with technology partners to meet scope, time and budget.
• Support regulatory change initiatives and process improvements.

Skills

Regulatory reporting

Team leadership

Regulatory frameworks

Excel proficiency

Stakeholder management

Risk & controls

Data validation

Regulatory change

Tools

Excel

Regulatory systems

Job description

Job Description:

Join us as a Trade & Transaction Reporting ManagerVP, Regulatory Reporting Assurance

• In this critical role, you’ll be supporting with trade and transaction reporting and the execution of a variety of processes
• You’ll contribute to leading and supporting key global change initiatives across the business and make sure regulatory requirement changes are met
• Take on a new career challenge and hone your analytic skills in a fastpaced, forward-thinking team
• We're offering this role at vice president level

What you'll do

As a Trade & Transaction Reporting Manager, you’ll be supporting with submissions to regulators for trade and transaction reporting and making sure that control framework is adhered to and remains compliant with our regulatory requirements. We’ll also look to you to build and manage a team providing guidance, acting as a subject matter expert with regard to various regulatory trade and transaction reporting, data validation and data controls for certain asset class.

You’ll Also Be

• Maintaining documentation including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business
• Supporting with exception management, reconciliations, controls testing, process management, issue investigation and resolution
• Assisting with operational readiness preparation for new and changed regulations
• Working with third party providers to understand synergies and drive efficiencies to the operating model
• Working with technology partners and suppliers to make sure that deliverables are met to scope, time and budget

The skills you'll need

We’re looking for someone who has a good understanding of relevant asset classes rates, credit, equity, FX and futures markets including vanilla and structured trading businesses. This will ideally have been gained from working in a middle office or operations environment. We’ll also expect you to have knowledge of regulatory reporting requirements and a moderate understanding of risk and control frameworks, including process documentation, control documentation and supervisory frameworks.

You’ll Also Need

• Experience in global regulations like MIFID, MIFIR and working on Regulatory Reporting and assurance
• Knowledge of the front-to-back processes in order to maintain a stable and controlled trade environment
• Experience of people management, with the ability to build strong relationships with stakeholders
• The ability to work within governance to creatively solve business challenges
• Strong communication and presentation skills, with strong analytical skills and proficiency in Excel
• The ability to maintain a focus on control and a keen attention to detail

Requirements: