Team Member - Offsite Audit Concurrent Audit And QA Mumbai

CSB Bank; Mumbai; Presencial; INR 900.000 - 1.200.000; Jornada completa

Descripción de la vacante

CSB Bank in Mumbai invites a qualified audit professional to support offsite and concurrent audit reviews, QA activities, and control testing using data analytics. The role emphasizes identifying control gaps, driving closure of observations, and providing dashboards and MIS insights for risk mitigation and process improvement.

Candidates should have 5–7 years of experience and CA/CMA or postgraduate commerce qualification, with strong analytical skills and stakeholder engagement abilities to

Formación

• CA/CMA or Postgraduate in Commerce is required.
• Experience in audits, QA, and regulatory compliance preferred.
• Knowledge of RBI or regulatory guidelines is a plus.

Responsabilidades

• Execute offsite audit reviews, concurrent audit monitoring, QA activities, and control testing through data analytics.
• Identify control gaps and monitor compliance with regulatory guidelines and internal policies.
• Drive closure of audit observations through stakeholder engagement and issue resolution.
• Support management with dashboards, MIS, and analytical insights for decision-making.
• Identify and review Control Points based on RBI regulations, internal policies, and risk indicators.
• Conduct root cause analysis of exceptions and failures and propose corrective actions.
• Strengthen internal controls, governance, and compliance frameworks across business units.

Conocimientos

Data analytics

Dashboarding

MIS reporting

Stakeholder management

Educación

CA/CMA/Postgraduate in Commerce

Descripción del empleo

Job Description:

To support audit and quality assurance activities through assessment of business processes, controls and compliance requirements. The role involves identifying exceptions, evaluating risks and recommending corrective actions to strengthen operational and regulatory compliance.

Responsibilities

• Execute offsite audit reviews, concurrent audit monitoring, quality assurance (QA) activities, and control testing through data analytics.
• Identify control gaps and monitor compliance with regulatory guidelines, internal policies, and prescribed processes.
• Drive closure of audit observations through effective stakeholder engagement and issue resolution.
• Support management with meaningful dashboards, MIS, and analytical insights for informed decision-making.
• Identify and periodically review Control Points (CPs) based on:
  • RBI regulations and guidelines.
  • Internal policies, SOPs, and circulars.
  • Internal Audit and Concurrent Audit observations.
  • Management directives and risk indicators.
  • Ensure control points remain aligned with evolving regulatory and business requirements.
  • Conduct detailed root cause analysis of identified exceptions and control failures.
  • Recommend practical, sustainable, and risk-based corrective actions to prevent recurrence.
  • Support business units in strengthening internal controls, governance, and compliance frameworks.
  • Escalate critical exceptions and control failures as per the approved escalation matrix.
  • Ensure timely reporting of significant observations and unresolved issues to relevant stakeholders.
  • Prepare insightful dashboards, MIS reports, and management presentations.
  • Analyze trends, recurring observations, emerging risks, and closure status of audit findings.
  • Provide actionable recommendations and management insights to support risk mitigation and process improvement.

Qualifications

Experience Range: 5 to 7 years

Qualifications:

CA/CMA/Postgraduate in Commerce