Sr Compliance Officer (Merchant Banking-Qualified CS)

HITACHI VANTARA INDIA PRIVATE LIMITED; Jalgaon; Presencial; INR 900.000 - 1.500.000; Jornada completa

Descripción de la vacante

HITACHI VANTARA INDIA PRIVATE LIMITED in Mumbai is seeking a Senior Compliance Officer for merchant banking to oversee regulatory compliance and drive IPO mandates. The candidate should hold a CS qualification and possess at least 3 years of experience in a listed merchant banking company, with strong analytical and communication skills.

The role involves audits, training programs, regulatory liaison, and ensuring timely documentation to support corporate governance and compliance objectives.

Formación

• CS qualification mandatory and in-depth knowledge of SEBI regulations.
• At least 3 years of experience in a listed merchant banking company.
• Experience in managing IPO mandates from inception to completion.
• Strong understanding of compliance regulations in financial sector.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.

Responsabilidades

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
• Develop and implement compliance programs and training for staff to promote a culture of compliance.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on the company’s operations.
• Prepare compliance reports for senior management and the board of directors.

Conocimientos

Regulatory compliance

IPO mandates

Analytical skills

Communication skills

Interpersonal skills

Educación

Qualified Company Secretary (CS)

Descripción del empleo

Senior Compliance Officer - merchant banking

Location: Mumbai, India

Budget: Up to ₹15 LPA

Experience Level: Senior Level

Key Responsibilities

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
• Develop and implement compliance programs and training for staff to promote a culture of compliance.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on the company’s operations.
• Prepare compliance reports for senior management and the board of directors.

Qualifications

• Mandatory: Qualified Company Secretary (CS).
• Minimum of 3 years of experience in a listed merchant banking company.
• Proven experience in managing IPO mandates from inception to completion.
• Strong understanding of compliance regulations in the financial sector.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.

Why Join Us

• Opportunity to work in a dynamic environment with a leading merchant banking firm.
• Competitive salary and benefits package.
• Professional growth and development opportunities.

Skills

• adherence
• operations
• ipo
• sebi regulations
• compliance
• merchant banking
• regulations
• quaified company secretary
• cs