Senior Compliance Officer (Merchant Banking-Qualified CS)

HITACHI VANTARA INDIA PRIVATE LIMITED; Mumbai; Vor Ort; INR 1.000.000 - 1.500.000; Vollzeit

Zusammenfassung

Hitachi Vantara India Private Limited in Mumbai is seeking a Senior Compliance Officer (Merchant Banking-Qualified CS) to ensure regulatory and internal policy compliance across all merchant banking operations and IPO mandates. The role requires CS qualification and a minimum of 3 years in a listed merchant banking company, with strong analytical and regulatory knowledge.

You will monitor regulatory changes, liaise with authorities, and deliver risk assessments.

Qualifikationen

• Qualified Company Secretary (CS) mandatory.
• Minimum 3 years of experience in a listed merchant banking company.
• Proven experience in managing IPO mandates from inception to completion.
• Strong understanding of compliance regulations in the financial sector.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.

Aufgaben

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
• Develop and implement compliance programs and training for staff to promote a culture of compliance.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on the company's operations.
• Prepare compliance reports for senior management and the board of directors.

Jobbeschreibung

# Senior Compliance Officer (Merchant Banking-Qualified CS)Al FahadMumbai, Maharashtra, IndiaFull Time3+ yearsCompliance & RiskApply nowRecently posted## Job descriptionSenior Compliance Officer• merchant bankingLocation: Mumbai, IndiaBudget: Up to 15 LPAExperience Level: Senior LevelKey Responsibilities:Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.Develop and implement compliance programs and training for staff to promote a culture of compliance.Liaise with regulatory authorities and ensure timely submission of necessary documentation.Monitor changes in regulations and assess their impact on the companys operations.Prepare compliance reports for senior management and the board of directors.Qualifications:Mandatory: Qualified Company Secretary (CS).Minimum of 3 years of experience in a listed merchant banking company.Proven experience in managing IPO mandates from inception to completion.Strong understanding of compliance regulations in the financial sector.Excellent analytical and problem-solving skills.Strong communication and interpersonal skills.Why Join Us:Opportunity to work in a dynamic environment with a leading merchant banking firm.Competitive salary and benefits package.Professional growth and development opportunities.Compensation: 1,000,000.00 - 1,500,000.00 per yearExperiencemerchant banking: 3 years (Required)Location:Mumbai, Maharashtra (Mumbai, Mumbai District) (Required)Work Location: In person .