Senior Manager – Financial & Operational Risk Auditor – BFSI

Employee Forums; Gurugram District; On-site; INR 1,200,000 - 1,500,000; Full time

Job summary

A leading auditing firm located in Haryana is seeking an experienced Internal Auditor to assist in strategic audit planning and execution. The ideal candidate will bring over 10 years of experience in internal auditing, along with qualifications such as CPA or CA. Responsibilities include developing risk-based audit plans, managing audit documentation, and preparing high-quality audit reports. Join a dynamic team dedicated to excellence in auditing practices.

Qualifications

• Minimum of 10 years of internal and/or statutory auditing experience.
• FRM or other relevant certifications are advantageous.
• Thorough understanding of Indian accounting principles.

Responsibilities

• Assist the Head of Internal Audit in audit operations.
• Lead audit planning and develop risk-based audit plans.
• Prepare reports and management presentations.

Skills

Internal Auditing

Risk Assessment

Audit Reporting

Financial Reporting

COSO Framework

Education

CPA

CA

MBA (Finance)

Job description

Overview

What youll be doing:.

Responsibilities

• Audit planning: Assist the Head of Internal Audit in the day-to-day running of the audits and related deliverables.
• Lead the audit planning efforts and develop risk-based audit plans based on annual risk assessments.
• Continuously improve the IA documentation and keep them aligned to the Global IIA standards (ex. IS audit framework and policy, manual, methodology, etc.).
• Audit delivery.
• Plan, organize and supervise the conduct of all regulatory mandated audits for the year.
• Follow agile auditing approach to deliver high quality outcomes.
• Lead or perform audit work as per prescribed policies, procedures and standards.
• Prepare reports and management presentations to reflect the outcomes of the audits with a focus on key risks.
• Document audit fieldwork and own the quality of working papers with an aim to consistently maintain the golden standard.
• Work closely with co-sourced partners to steer the audit delivery to meet audit objectives and timelines.
• Stay informed, adopt and implement the best-in-class audit practices and solutions to automate audit testing.
• Ensure all audits exceed expectations during internal and external quality assurance checks.
• Write high quality audit reports which are praised for their factual accuracy, brevity and clarity.
• Complete IA self-assessments with consistently improving outcomes year-on-year.

Qualifications

• A qualified candidate with a min of 10 years of internal and/or statutory auditing experience. CPA, CA or MBA (finance).
• FRM or other relevant certifications will be an added advantage.
• Prior and in-depth experience to handle operational audit mandates for various products / licenses, PPI, BBPS, PA and PG etc.
• A thorough understanding of Indian accounting principles and International Financial Reporting Standards and familiarity with industry specific accounting practices and regulatory guidelines.
• Strong understanding of COSO framework.
• Ability to assess internal controls across various functions / processes like merchant operations, treasury operations, and financial reporting.