Senior Manager – Capital Market Compliance

ADVENXA; Ernakulam; On-site; INR 1,800,000 - 3,200,000; Full time

Job summary

ADVENXA in Kerala is seeking a Senior Manager – Compliance & Ethics to ensure regulatory compliance, monitor circulars, manage reporting, and coordinate audits. The role requires 8–10 years in financial services compliance, strong knowledge of SEBI and exchange regulations, and excellent analytical and communication skills.

You will lead a team and update policies to mitigate risk in a dynamic environment. The position is based in Kakkanad, Ernakulam, with responsibilities spanning internal

Qualifications

• Bachelor's or Master's degree from a recognized institution.
• 8–10 years of experience in compliance, risk management, or regulatory affairs within the financial services industry.
• Good knowledge of SEBI regulations and stock or commodity exchange compliance.
• Strong analytical, communication, and report-writing skills.
• Good organizational and team management skills.
• Relevant regulatory certifications as applicable.

Responsibilities

• Ensure compliance with SEBI, NSE, BSE, MCX, NCDEX, and other applicable regulations.
• Review and implement regulatory circulars and updates.
• Prepare weekly reports and presentations on regulatory changes.
• Ensure timely submission of regulatory reports and filings.
• Handle exchange notices, inquiries, and responses.
• Coordinate internal and external audits and regulatory inspections.
• Update and maintain compliance policies and procedures.
• Review transaction surveillance alerts from commodity exchanges.
• Identify compliance risks and recommend corrective actions.
• Coordinate with internal departments on compliance-related matters.
• Supervise team members and ensure timely completion of tasks.

Skills

Compliance

Risk management

Regulatory affairs

SEBI regulations

Regulatory reporting

Report writing

Analytical

Communication

Team management

Education

Bachelor's degree

Master's degree

Tools

Regulatory frameworks

Job description

Kakkanad, Ernakulam, India | Posted on 10/23/2026

Job Description – Senior Manager, Compliance & Ethics

• Location: Kerala
• Experience: 8–10 years of experience in compliance, risk management, or regulatory affairs within the financial services industry.
• Qualification: Bachelor's or Master's Degree
• Department: Compliance & Ethics

Job Overview We are hiring a Senior Manager – Compliance & Ethics for a leading financial services company. The candidate will be responsible for ensuring regulatory compliance, monitoring exchange circulars, managing compliance reporting, and coordinating regulatory audits and inspections.

Key Responsibilities

• Ensure compliance with SEBI, NSE, BSE, MCX, NCDEX, and other applicable regulations.
• Review and implement regulatory circulars and updates.
• Prepare weekly reports and presentations on regulatory changes.
• Ensure timely submission of regulatory reports and filings.
• Handle exchange notices, inquiries, and responses.
• Coordinate internal and external audits and regulatory inspections.
• Update and maintain compliance policies and procedures.
• Review transaction surveillance alerts from commodity exchanges.
• Identify compliance risks and recommend corrective actions.
• Coordinate with internal departments on compliance-related matters.
• Supervise team members and ensure timely completion of tasks.

Requirements

• Bachelor's or Master's degree from a recognized institution.
• 8–10 years of experience in compliance, risk management, or regulatory affairs within the financial services industry.
• Good knowledge of SEBI regulations and stock or commodity exchange compliance.
• Strong analytical, communication, and report-writing skills.
• Good organizational and team management skills.
• Relevant regulatory certifications as applicable.