Risk Management

Anand Rathi Group; Mumbai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

A leading financial services provider in Mumbai is looking for a Risk Manager to oversee risk management policies and surveillance across trading desks. The ideal candidate should have 5–10 years of experience, advanced understanding of capital market risk controls, and relevant certifications. This role requires strong analytical and communication skills while ensuring compliance with regulatory standards. Full-time position with a mid-senior level designation.

Qualifications

• 5–10 years’ experience in risk management for institutional/prop broking.
• Advanced understanding of capital market risk controls and risk reporting.
• Hands-on skills in scenario analysis and exposure surveillance.

Responsibilities

• Develop and implement risk management frameworks for prop and institutional trades.
• Monitor exposures, P&L, and implement compliance controls.
• Conduct regular reviews of risk management systems and enhance processes.

Skills

Risk management

Exposure monitoring

Margin management

Analytical skills

Regulatory knowledge

Communication skills

Education

Graduate/Postgraduate qualification

FRM/CFA/NISM or equivalent certifications

Tools

Exchange systems (NMASS, OFS Portals)

Risk system tools

Job description

Company Name

Anand Rathi Global Intermediaries Limited (Stock Broker)

Company Overview

We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.

Role Overview

The Risk Manager leads the development, implementation, and oversight of risk management policies and daily surveillance in a prop and institutional desk environment. This individual will be responsible for real-time risk controls, regulatory margin management, exposure monitoring, and limit enforcement across all firm and group trading activities.

Key Responsibilities

• Develop and implement comprehensive risk management frameworks and processes for prop, institutional, and promoter trades
• Monitor exposures, P&L, and real-time risk across trading desks; implement controls to ensure compliance with SEBI, Exchange, and internal policies
• Oversee margin management, position limits, scrip profiling, and fund allocation in alignment with regulatory and internal risk norms
• Perform stress testing, scenario analysis, and risk analytics for large and complex positions/trades
• Supervise surveillance of all client and group trades to detect anomalies, trigger alerts, and enforce action as per policy
• Collaborate with front office, compliance, and technology teams to ensure system readiness for risk capture and reporting
• Conduct regular reviews of risk management systems, participate in audits, and enhance processes in line with best practices
• Ensure timely regulatory and internal risk reporting; present key risk exposures and action plans to management
• Train desk and ops teams in risk awareness, policy updates, and compliance practices

Candidate Requirements

• Graduate/Postgraduate with 5–10 years’ experience in risk management for institutional/prop broking.
• Advanced understanding of capital market risk controls, margin management, position/limit monitoring, and risk reporting
• Familiar with exchange systems (e.g., NMASS, OFS Portals), scrip/client profiling, and risk system tools
• Analytical with hands‑on skills in scenario analysis, stress testing, and exposure surveillance
• Strong regulatory knowledge: SEBI, NSE/BSE, clearing and settlement framework, internal controls
• Excellent communication, technology acumen, and cross‑team coordination
• FRM/CFA/NISM series or equivalent risk certifications

Seniority Level

Mid‑Senior level

Employment Type

Full‑time

Job Function

Finance and Other

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