Risk & Compliance ( CA )

Snapmint; Mumbai; On-site; INR 1,800,000 - 2,800,000; Full time

Job summary

Snapmint in Mumbai is seeking an Enterprise Risk and Compliance Manager to design, implement and maintain the company-wide ERM framework and policies across the organisation. You will identify risks across operations, credit and finance, assess regulatory requirements, and design processes that meet statutory obligations.

You will collaborate with internal audit and various functions to ensure policy adherence and effective risk controls.

Qualifications

• Minimum 4–6 years in risk and compliance in NBFC/bank.
• CA or CMA qualification preferred.
• Strong ability to derive insights from large data.
• Ability to translate regulations into practical business controls.

Responsibilities

• Design, implement, and maintain an Enterprise Risk Management framework and policies.
• Identify and assess risks across operations, credit, and finance.
• Ensure compliance with regulatory requirements; design processes accordingly.
• Draft and implement company-wide compliance policies and procedures.
• Track risk metrics and report to stakeholders and management.
• Collaborate with internal audit and other teams to ensure adherence to policies.
• Prepare training materials and conduct risk awareness sessions.

Skills

Analytical skills

Regulatory interpretation

Stakeholder management

GRC tool implementation

Education

CA or CMA

Tools

Sprinto

Job description

Position: Enterprise Risk and Compliance Manager

Core Responsibilities:

• Understand company’s business and Design, implement, capture and maintain an Enterprise Risk Management framework and Policies across the organisation.
• Identify Risks, carry out assessment of risks with respect to operations, credit and financial risks.
• Assess the requirements and preparedness of systems and procedures and design such processes and systems meeting regulatory, statutory and legal compliance requirements
• Draft, Review and implement company wide compliance policies and procedures cutting across different functions based on the workflow life cycle of the product design and delivery
• Identify, Design and Track all the actions for compliances-statutory, regulatory and report adherence or otherwise of the compliances to the stakeholders and the Management.
• Track and report the risk metrics across functions including operations and technology, financial and reputational to the stakeholders and Management
• Prepare training materials for understanding risks and compliances across functions and impart training to all Internal stakeholders to inculcate the risk awareness culture.
• Conduct internal assessment of people in key functions of the level of awareness of risk, mitigants and awareness of compliance standards and need to ensure adherence to compliances.
• Work closely with internal audit to assess the level of adherence of compliance policies and procedures.
• Work closely with credit, operations, product design and collections teams to understand, identify the risk metrics in each of these functions, track these on an on going basis and report risk levels periodically compare to the acceptable level of risks commensurate with the business objectives

Skills and relevant experience :

• 4-6 years of relevant experience in Risk and compliance functions in a mid layer or top layer NBFC or a Bank
• CA or CMA preferably
• Strong analytical skills and ability to get insight sand understanding trends and patterns from mass statistical data .
• Ability to interpret complex regulations and connect to the business requirements and find ways to design solutions with the other business stakeholders
• Strong interpersonal relationship and stakeholder management across functions
• Identify and implement GRC tools used in industry like Sprinto – designed and customised to business requirements, tracking and reporting using the tools.

Reporting to

Chief of Governance, Risk and Compliance