Risk And Compliance Manager

TP; Chennai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

TP in Chennai seeks an experienced Audit Lead to manage end-to-end audit assignments across multiple functions and geographies. You will collaborate with senior leaders to assess risks, strengthen controls, and support process improvement efforts.

You will review contracts, policies, and procedures to identify business risks and ensure regulatory compliance. The role requires hands-on design reviews, control testing, and data analysis using advanced Excel techniques.

Qualifications

• Experience in Audit, Risk Management, Internal Controls, Compliance.
• Strong mapping of processes, risk identification, control evaluation and testing.

Responsibilities

• Lead end-to-end audit assignments across functions and geographies.
• Collaborate with senior leaders to assess risks, strengthen controls, and support process improvements.
• Review contracts and policies to create audit checklists and identify business risks.

Skills

Audit & Risk Management

Excel & Data Analytics

Stakeholder Management

Report Writing & Presentations

Tools

MS PowerPoint

Job description

Roles and Responsibilities

• Lead and manage end-to-end audit assignments, risk assessments, and control reviews across multiple business functions and geographies.
• Collaborate with senior business leaders and key stakeholders to assess risks, strengthen controls, and support process improvement efforts.
• Review contracts, policies, regulatory requirements, and operating procedures to create audit checklists, assess compliance during reviews, and identify potential business risks.
• Lead process walkthroughs, design reviews, control testing, and process security risk assessments to identify risks and evaluate the effectiveness of existing controls.
• Perform risk-based reviews of billing processes, operational design reviews, and financial controls to identify revenue leakages, process inefficiencies, and control gaps.
• Analyze complex datasets and business information using advanced Excel capabilities and data analysis techniques.
• Hands-on experience in conducting design reviews and control testing across Hiring, Background Verification, Training, Quality, Operations SLA, Physical Security, Client Billing, Business Continuity Management, Payroll, and Health & Safety functions.
• Perform root cause analysis of identified issues and work with stakeholders to develop Corrective and Preventive actions.
• Conduct discussions with senior management and process owners to understand business operations, key risks, and control environments.
• Prepare and present audit reports, executive summaries, dashboards, and management presentations for leadership review.
• Monitor remediation plans and track closure of audit findings to ensure agreed actions are implemented within committed timelines.
• Build and maintain strong working relationships with internal stakeholders, business leaders, and cross-functional teams to support effective audit execution and issue resolution.
• Identify emerging business risks, control weaknesses, and compliance concerns, and raise critical matters to leadership as appropriate.
• Identify opportunities to improve processes, controls, reporting, and overall operational effectiveness.
• Ensure audit documentation, working papers, and reports are maintained in line with internal standards and applicable regulatory requirements.
• Collaborate with global and regional teams on reviews, investigations, and client compliance requirements
• Represent the audit function in meetings with senior leadership and external stakeholders, as required.
• Travel to local/international company locations to conduct audits, process reviews, workshops, and risk assessments.
• Perform additional responsibilities and special assignments as directed by management.

Mandatory Requirements

• Demonstrated experience in Audit, Risk Management, Internal Controls, Compliance.
• Strong expertise in process mapping, risk identification, control evaluation, control testing and operational effectiveness reviews across all functions and departments.
• Advanced proficiency in Microsoft Excel to analyze large set of data using formulas, Pivot, Power Query, and data analytics technique.
• Excellent understanding of contracts, policies, regulatory requirements, and control frameworks.
• Strong analytical, investigative, and problem-solving skills.
• Proven experience leading audit engagements and working with senior management and executive stakeholders.
• Excellent verbal and written communication skills, including report writing and presenting to senior leadership.
• Experience in MS PowerPoint to create audit report, dashboards for leadership meetings.
• Strong stakeholder management, with the ability to challenge constructively and drive action.
• Ability to independently manage multiple audits and priorities while meeting deadlines.
• High degree of professionalism, integrity, and confidentiality in handling sensitive business information.
• Ability to travel as required to support business and audit objectives.
• Willingness to work across functions, locations, and business units.

Critical Competencies

• Internal Audit & Risk Management
• Process Reviews & Control Testing
• Billing and Revenue Analysis
• Advanced Excel & Data Analytics
• Process Mapping
• Root Cause Analysis
• Interviewing and Probing skill
• Stakeholder Management
• Executive Communication & Presentation Skills
• Report Writing
• Problem Solving & Decision Making
• Project Management