Consultant/Assistant Manager/Manager - Audit & Risk Advisory

Bluglint Solutions; Mumbai City; On-site; INR 900,000 - 1,300,000; Full time

Job summary

Bluglint Solutions is seeking dynamic professionals to join our Audit & Risk Advisory team. The role focuses on internal audits, risk-based methodologies, process improvements, and control testing across Asset and Wealth Management, PWM, Global Markets, Capital Markets, Finance, Third Party Risk Management, and Treasury Audit.

You'll work on global client engagements, conduct risk-based audits, develop SOPs, and deliver clear audit observations with actionable recommendations, strengthening

Qualifications

• Hands-on experience in internal audits and risk-based audit methodologies.

Responsibilities

• Conduct risk-based internal audits across Banking LOBs and geographies (AWM, PWM, GM, Capital Markets, Finance, Third Party Risk Management, Treasury, Credit Risk, Operational Risk).
• Prepare Risk Control Matrix (RCM) after walkthroughs and testing; document observations clearly.
• Assess internal controls, identify gaps, and propose actionable improvements or management actions.
• Deliver audit reports with findings and recommendations; develop and implement SOPs for process enhancements.

Job description

Role Overview

We are seeking dynamic professionals to join our Audit & Risk Advisory team. The ideal candidate will bring hands-on experience in internal audits, risk-based audit methodologies, process improvements, performing Control Design Assessment (CDA) and Test of Operating Effectiveness (TOE), and must have a strong understanding of Asset and Wealth Management (AWM), PWM, Global Markets (GM), Capital Markets (including equity and derivative products), Finance, Third Party Risk Management, and Treasury Audit. This role offers exposure to global clients across industries and the opportunity to work on strategic risk consulting engagements.

Role Responsibilities

• Conduct risk-based internal audits across varied functions/Banking LOBs (including AWM, PWM, GM, Capital Markets - equity and derivative products, Finance, Third Party Risk Management, Treasury, Credit Risk, and Operational Risk Audit) and geographies, covering process consulting, internal audit, and risk consulting.
• Undertake process walkthroughs and prepare Risk Control Matrix (RCM) for audit execution.
• Assess internal controls, identify process gaps, and suggest effective improvements or agreed management action plans.
• Deliver strong written documentation of process walkthroughs, RCM, testing, and audit observations.
• Support/lead audits such as Credit Risk, Trade Management (trade confirmation, trade reconciliation, EOD controls) with strong risk and control understanding.
• Interact with global stakeholders and discuss potential observations.
• Prepare audit reports with clear findings and actionable recommendations.
• Develop and implement Standard Operating Procedures (SOPs) for process enhancement.
• Evaluate trading desk operations.
• Demonstrate strong analytical and stakeholder management skills in client-facing roles.