Regulatory Compliance

Spice Money Limited; Dadri; On-site; INR 600,000 - 1,200,000; Full time

Job summary

Spice Money Limited seeks a Compliance Officer to ensure adherence to regulatory requirements across RBI, NPCI, FIU and IRDAI, coordinating with internal teams for timely submissions and documentation. The role includes handling internal and RBI inspections, managing compliance tools, and reviewing third-party agreements for risk and compliance.

You will also perform compliance reviews and testing to ensure regulatory conformity and monitor AML alerts including STR reporting.

Responsibilities

• Ensure timely submission of regulatory compliance returns/reports to RBI, NPCI, FIU, IRDAI, and other regulatory authorities.
• Participate in internal audits, external audits, and RBI inspections, ensuring preparedness and prompt closure of findings.
• Manage and monitor compliance tools to ensure all tasks are completed within stipulated timelines.
• Review third-party agreements from a compliance perspective and provide sign off.
• Coordinate with internal teams to gather and review documents/details for regulatory submissions.
• Perform compliance reviews, process/products evaluations, and conduct compliance testing to ensure adherence to regulatory requirements.
• Review of AML alerts, well aware of filling STRs.

Job description

Key Responsibilities:

1. Ensure timely submission of regulatory compliance returns/reports to RBI, NPCI, FIU, IRDAI, and other regulatory authorities.


2. Participate in internal audits, external audits, and RBI inspections, ensuring preparedness and prompt closure of findings.


3. Manage and monitor compliance tools to ensure all tasks are completed within stipulated timelines.


4. Review third-party agreements from a compliance perspective and provide sign off.


5. Coordinate with internal teams to gather and review documents/details for regulatory submissions.


6. Perform compliance reviews, process/products evaluations, and conduct compliance testing to ensure adherence to regulatory requirements.


7. Review of AML alerts, well aware of filling STRs.