RC-REGULATORY COMPLIANCE-COE-Senior

EY; Bengaluru; Sur place; INR 1 500 000 - 2 100 000; Plein temps

Résumé du poste

EY in Bengaluru is seeking a Senior Consultant to join the Consulting - Regulatory Compliance COE. You will support execution of regulatory engagements, including compliance monitoring, internal audit procedures, and building regulatory databases.

You will work with Managers and Senior Managers on client engagements and COE initiatives, delivering reports, dashboards, and process mappings while maintaining quality standards and timely delivery.

Qualifications

• Bachelor’s/Master’s degree in Commerce, Business, Law, Finance, or related field.
• 2-4 years of experience in risk advisory, internal audit, compliance, or consulting.
• Basic experience in compliance monitoring, regulatory tracking, or internal audit support.
• Awareness of regulatory requirements (industry exposure is a plus).
• Basic understanding of compliance frameworks (SOX, IFC, regulatory programs, etc.).

Responsabilités

• Monitor regulatory changes and develop compliance libraries/databases categorized by industry/geography.
• Lead client delivery for regulatory change management and mapping to plant-level risks and controls.
• Perform internal audit and compliance testing; execute monitoring activities and document evidence.
• Support creation of templates, compliance frameworks, and reusable COE assets.
• Ensure quality and completeness of workpapers, control documentation, and audit evidence.
• Prepare reports, dashboards and summaries for reviews and client deliverables.
• Coordinate with team members to ensure timely completion of tasks and deliverables.

Connaissances

Regulatory compliance

Internal audit

Risk assessment

Documentation

Data analysis

MS-Office

Formation

Bachelor’s/Master’s degree in Commerce, Business, Law, Finance, or related field

Outils

Regulatory databases

Audit tools

Excel

Data tracking tools

Description du poste

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

Consulting - Regulatory Compliance COE - Senior

As part of our Consulting practice, we are looking for a detail-oriented consulting professional to support execution of regulatory compliance engagements, including compliance monitoring, internal audit procedures, and development of regulatory databases within the Compliance COE.

The role will focus on day-to-day delivery, documentation, and analysis of regulatory requirements, working closely with Managers and Senior Managers on client engagements and internal COE initiatives.

Roles and Responsibilities:

• Monitor regulatory changes: monitor new regulations/changes to existing regulations across focus industries. Develop regulatory compliance libraries / databases categorized by industry, geography, and regulatory applicability
• Lead client delivery for regulatory change management: assist in interpretation of regulations, defining obligation listing to comply with regulations, and mapping them to process-level risks and controls
• Regulatory risk assessments and audits: Perform internal audit and compliance testing procedures. Execute compliance monitoring activities, including checklists, testing templates and documentation
• Support creation of templates, compliance frameworks, and reusable COE assets
• Adherence to quality standards: Ensure accuracy, completeness, and quality of workpapers, control documentation, and audit evidence.
• Client deliverables: Prepare reports, dashboards, and summaries for compliance reviews and client deliverables
• Team member: Coordinate with team members to ensure timely completion of assigned tasks and workstreams

Some of the shared characteristics of our successful hires include:

• Strong attention to detail and ability to work with complex regulatory information
• Basic understanding of regulatory compliance, risk and internal controls
• Ability to document processes, controls and compliance requirements in a structured manner
• Strong oral and written communication skills, with particular attention to precision of language and ability to organize information logically
• Professional certification (CCEP/CFE/CIPP/CA/CS /CIA/CISA) preferred (degree in Business, Accounting, or work experience in risk and internal audit team of Big 4 preferred).
• Collaborative team player with ability to work under supervision and take ownership of assigned tasks
• Proven competence for meeting deadlines, multi-tasking and managing work under ambiguity/uncertainty (e.g., changing factors, limited information)
• Proficient in MS-Office Suite, data analysis & validation
• Comfort working with data, trackers, and compliance documentation tools
• Team player with strong interpersonal skills
• Ability to prioritize deliverables effectively in order to achieve optimum results

What you will need:

• Bachelor’s/Master’s degree in Commerce, Business, Law, Finance, or related field
• 2-4 years of experience in risk advisory, internal audit, compliance, or consulting
• Basic experience in compliance monitoring, regulatory tracking, or internal audit support
• Exposure to internal controls, audit testing, or compliance documentation
• Awareness of regulatory requirements (industry exposure is a plus)
• Experience in supporting teams or projects is preferred
• Experience in documentation, process flows, and control mapping is preferred

Ideally, you’ll also have

• Exposure to compliance tools, regulatory databases, or audit tools
• Basic understanding of compliance frameworks (SOX, IFC, regulatory compliance programs, etc.)
• Ability to think differently and innovate

What we look for

• A team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment.
• Opportunities to work with EY global consulting team with leading businesses across a range of industries.

What working at EY offers

At EY, we’re dedicated to helping our clients, from startups to Fortune 500 companies — and the work we do with them is as varied as they are.

You get to work with inspiring and meaningful projects. Our focus is education and coaching alongside practical experience to ensure your personal development. We value our employees, and you will be able to control your own development with an individual progression plan. You will quickly grow into a responsible role with challenging and stimulating assignments. Moreover, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career.
• The freedom and flexibility to handle your role in a way that’s right for you

EY | Building a better working world

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.

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