PMS Dealer

Finnovate; Mumbai; On-site; INR 900,000 - 1,400,000; Full time

Job summary

Finnovate is a holistic financial planning and wealth advisory platform seeking a Trade Specialist to execute equity and derivative trades on a technology-driven platform. You will ensure best execution with real-time data, maintain dashboards, and support data-backed decision making.

The role requires 2–6 years in PMS/AIF/FinTech, a finance degree, and NISM certifications. You will work with OMS/RMS, APIs, and analytics tools to optimize trade workflows and ensure compliance.

Qualifications

• Graduate/Postgraduate in Finance, Commerce, or related field.
• NISM certifications (Dealer / Equity / Derivatives preferred).
• 2–6 years of dealing experience, preferably in PMS/AIF/FinTech platform.

Responsibilities

• Trade execution for equity and derivatives via platforms, OMS, APIs.
• Utilize OMS/RMS platforms for order placement and tracking.
• Coordinate with tech teams for system enhancements and automation.
• Maintain tagging, allocation, mapping of trades.
• Monitor compliance with SEBI PMS guidelines and internal controls.
• Support reconciliation and settlements with operations and custodians.

Skills

Equity markets knowledge

Trading platforms experience

Analytical mindset

Education

Graduate/Postgraduate in Finance or Commerce

NISM Dealer/Equity/Derivatives certification

Job description

Job Role:

To execute and manage trades for PMS portfolios on a technologydriven platform, ensuring efficient, compliant, and data-backedexecution while leveraging trading systems, APIs, and analytics tools.

About Finnovate:

Finnovate is a holistic financial planning and wealth advisory platform.We are passionate about transforming the way Indians get personalfinance advice. Our team is dedicated to providing comprehensivefinancial solutions that cater to the unique needs of our clients.

Employment Type:

Full time

Key Responsibilities:

• 1. Trade Execution (Tech-Enabled)- Execute equity and derivative trades via trading platforms, OMS (OrderManagement Systems), and APIsEnsure best execution using real-time market data and algorithmic tools (ifapplicable)Manage high-volume and time-sensitive trades with minimal slippage
• 2. Platform & System Utilization- Work on OMS/RMS systems for order placement, modification, andtrackingCoordinate with tech teams for system enhancements, bug fixes, andautomationEnsure proper tagging, allocation, and mapping of trades across PMSaccounts
• 3. Data-Driven Decision- SupportTrack market movements, liquidity, and pricing trends using analyticstoolsShare execution insights with fund managers (slippage analysis, costefficiency, etc.)Maintain dashboards/reports for trade performance and execution quality
• 4. Compliance & Controls- Ensure trades are executed within SEBI PMS guidelines and internalcompliance frameworkFollow pre-trade and post-trade compliance checks via RMS/toolsMaintain digital audit trails and system-based documentation
• 5. Reconciliation & Settlements- Coordinate with operations and custodians for seamless trade settlementResolve breaks in trade allocation, contract notes, and holdingsMonitor brokerage, taxes, and transaction costs
• 6. Process Improvement & Automation- Identify opportunities to automate manual dealing processesWork with product/tech teams to enhance execution workflowsContribute to building scalable dealing infrastructure

• Strong understanding of equity markets and trading lifecycle
• Hands-on experience with OMS, RMS, trading terminals, and APIsTech-savvy with ability to work alongside product/engineering teams
• Analytical mindset with focus on execution efficiency and costoptimization
• High accuracy, speed, and ability to perform under market pressure

Qualification & Skills:

• Graduate/Postgraduate in Finance, Commerce, or related field
• NISM certifications (Dealer / Equity / Derivatives preferred)
• 2–6 years of experience in dealing, preferably inPMS/AIF/FinTech platform