Manager - Compliance

Invesco MF; Mumbai; On-site; INR 1,200,000 - 2,100,000; Full time

Job summary

Invesco MF in Mumbai seeks a Manager to support the Compliance function. The role focuses on regulatory monitoring, reporting, documentation and day-to-day compliance activities to ensure fund schemes align with SEBI MF Regulations, circulars and internal policies.

The candidate should have a background in CA/CS/MBA or law, with 2–4 years of relevant experience, and demonstrate integrity, ownership and effective communication. Knowledge of PIT and AML frameworks is desirable.

Qualifications

• CA/CS/MBA or law graduate with relevant industry experience.
• Basic knowledge of mutual fund industry and regulatory framework.

Responsibilities

• Support in regulatory monitoring and day-to-day compliance activities.
• Assist in PIT regulations implementation and MF regulatory filings.
• Support product launches, approval of marketing material, and board/regulatory reporting.
• Assist AML framework development and tracking regulatory changes.
• Support audits and inspections as required.

Skills

Execution skills

MS Excel

MS Office

Compliance systems

Documentation

Report preparation

Integrity

Ownership

Communication

Coordination

Team player

Eagerness to learn

Education

CA

CS

MBA

Law degree

Tools

MS Excel

MS Office

Job description

2 - 4 Years

Employee

Job Description

POSITION: Manager

Business Unit: Compliance

Position Purpose: T o support the compliance function in ensuring that AMC and mutual fund schemes operate in accordance with SEBI (Mutual Funds) Regulations, 202 6 , circulars, AMFI guidelines, and internal policies. The role focuses on regulatory monitoring, reporting, documentation, and day-to-day compliance activities.

Principal Accountabilities: Support in implementation of Personal Trading Policy / PIT Regulations, support in handling / monitoring compliance matters under MF Regulations, i.e. new product filing, product launches, approval of marketing material, regulatory / board reporting, AML framework, tracking regulatory changes, audits / inspection etc.

Knowledge, Skills, Competencies, and Certifications: CA, CS or MBA or law graduate. Graduates or CA inter with higher relevant industry experience may also apply. Basic knowledge of MF industry and regulatory framework,

Competencies: E xecution skills, proficiency in MS Excel and MS office tools, familiarity with compliance systems / tools, documentation and report preparation skills. High level of integrity, strong sense of ownership and accountability, effective communication and co-ordination skills, team player, eagerness to learn

Preferred Industry Experience: AMC / MF, portfolio managers or broking house.

Equal Opportunity Employer: Yes