KYC/AML Analyst_Sanction Screening L4 (7.1-9 years)

Capco; Mumbai; On-site; INR 1,500,000 - 2,500,000; Full time

Job summary

Capco is seeking a KYC/AML Analyst with 7.1–9 years of experience to support sanction screening and regulatory compliance. The role focuses on risk assessment, due diligence, and advisory support for AML controls across client onboarding and ongoing monitoring.

You will review client profiles, assess sanctions risk, and prepare memos for audit and regulatory purposes, ensuring alignment with HK/SG exposure standards.

Qualifications

• University graduate.
• Minimum 5 years of KYC/FS Compliance in Wealth Management/Private Bank with HK/SG exposure.
• Organized and meticulous.
• Strong analytical and communication skills.

Responsibilities

• Carry out 2LoD in account recertification and opening per regulatory requirements.
• Review client profiles for AML/CTF and CDD standards; assign risk rating.
• Prepare client risk assessments and due diligence analysis.
• Present relationships to risk committee for approval to start/maintain.
• Review transactions and flag suspicious activity; assess unknown third parties.
• Advise on KYC/FS issues and potential sanctions/PEP concerns.
• Investigate, analyze, and prepare memos; follow required protocols.
• Support with audits, regulatory inspections, and MAS/HKMA knowledge.

Skills

KYC/FS Compliance

Regulatory requirements

Analytical skills

Communication skills

Team collaboration

Education

University degree

Tools

Microsoft Outlook

MS Excel

Word

PowerPoint

Job description

KYC/AML Analyst_Sanction Screening L4 (7.1-9 years)

Responsibilities

Diligently carry out the 2LoD role in the account recertification and account opening process:

• Reviewing client profiles to ensure conformity to internal BNPP and HK/SG regulatory requirements on Anti Money Laundering /Countering Financing of Terrorism /Customer Due Diligence standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating
• Assisting with the preparation and presentation of existing client relationships to SG/HK risk committee with the objective of obtaining business & compliance management approval to start/maintain the relationship with the client
• Review client transactions for the period under review and flag out any suspicious transactions with regard to unknown 3rd parties; commercial nature etc.
• Provide advisory support to the business with regard to resolving newly identified adverse media, link to sanction countries related issues, identifying potential Politically Exposed Persons etc
• To provide advisory to Business on KYC and Financial Security matters.
• To investigate, analyze, prepare memo, and ensure required protocol is followed through for cases with KYC/AML/FS concerns.
  • Perform risk assessment and make decisions with regards to unblocking of accounts
  • Conducting investigations and assist in the filing of suspicious transaction reports (STRs) as appropriate
  • To assist with internal audits, regulatory inspection and investigations · Be familiar with relevant MAS and HKMA requirements.
  • To proactively identify potential gaps in the current processes/policies against regulatory requirements
  • To work with Onshore Compliance on derogations and other policies-related matters.
  • Collaborate with the larger compliance community, e.g. APAC Financial Security AML Advisory team.
  • To provide administrative support such as tracking of file status, updating of bankruptcy lists.
  • Perform any ad-hoc duties assigned by supervisor, including KYC in relation to client account closure
  • KYC review of bank counterparties, review of bank reference letters, review of client investment profile questionnaires

Technical & Behavioral Competencies

• A team player with good relationship management and people skills
• Able to work independently, perform under pressure with tight deadlines and multitasks.
• A good knowledge of compliance framework with strong analytical skill.
• Have strong written and communication skills.
• Strong presentation skill
• Microsoft Outlook, MS Excel, Word and PowerPoint

Specific Qualifications:

• University graduate

  Minimum 5 years of KYC/FS Compliance experience in Wealth Management/Private Bank with HK and SG exposure

  • Organized and meticulous