KYC AML Analyst_Sanction Screening L4 7 1-9 Years

Capco; Mumbai; In loco; INR 1.200.000 - 2.000.000; Tempo pieno

Descrizione del lavoro

Capco in Mumbai seeks a seasoned KYC/AML Compliance professional with 5+ years of wealth management experience to lead 2LoD activities across account recertification and openings. You will review client profiles, assess risk, prepare memos, and support risk committees, while ensuring regulatory alignment with HK and SG standards.

The role requires strong analytical, written communication, and presentation skills; MS Office proficiency is expected.

Competenze

• Minimum 5 years of KYC/FS Compliance experience in Wealth Management/Private Bank with HK and SG exposure
• Organized and meticulous

Mansioni

• Review client profiles for AML/KYC compliance and risk rating.
• Prepare and present client relationships to risk committees for approvals.
• Review transactions for suspicious activity and 3rd-party concerns.
• Advise on KYC/FS matters and sanctions exposure.
• Investigate and document KYC/AML/FS concerns.
• Unblock accounts after risk assessments.
• Assist internal audits and regulatory inspections; align with MAS/HKMA.
• Identify gaps in processes; coordinate with APAC AML advisory.
• Maintain file tracking and admin support; assist with client account closures.

Conoscenze

Team player

Relationship management

Analytical skills

Written communication

Presentation skills

Multitasking

Formazione

University graduate

Strumenti

MS Outlook

MS Excel

MS Word

PowerPoint

Descrizione del lavoro

Job Description:

Responsibilities

Diligently carry out the 2LoD role in the account recertification and account opening process:

• Reviewing client profiles to ensure conformity to internal BNPP and HK/SG regulatory requirements on Anti Money Laundering /Countering Financing of Terrorism /Customer Due Diligence standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating
• Assisting with the preparation and presentation of existing client relationships to SG/HK risk committee with the objective of obtaining business & compliance management approval to start/maintain the relationship with the client
• Review client transactions for the period under review and flag out any suspicious transactions with regard to unknown 3rd parties; commercial nature etc.
• Provide advisory support to the business with regard to resolving newly identified adverse media, link to sanction countries related issues, identifying potential Politically Exposed Persons etc
• To provide advisory to Business on KYC and Financial Security matters.
• To investigate, analyze, prepare memo, and ensure required protocol is followed through for cases with KYC/AML/FS concerns.
  • Perform risk assessment and make decisions with regards to unblocking of accounts
  • Conducting investigations and assist in the filing of suspicious transaction reports (STRs) as appropriate
  • To assist with internal audits, regulatory inspection and investigations · Be familiar with relevant MAS and HKMA requirements.
  • To proactively identify potential gaps in the current processes/policies against regulatory requirements
  • To work with Onshore Compliance on derogations and other policies-related matters.
  • Collaborate with the larger compliance community, e.g. APAC Financial Security AML Advisory team.
  • To provide administrative support such as tracking of file status, updating of bankruptcy lists.
  • Perform any ad-hoc duties assigned by supervisor, including KYC in relation to client account closure
  • KYC review of bank counterparties, review of bank reference letters, review of client investment profile questionnaires

Technical & Behavioral Competencies

• A team player with good relationship management and people skills
• Able to work independently, perform under pressure with tight deadlines and multitasks.
• A good knowledge of compliance framework with strong analytical skill.
• Have strong written and communication skills.
• Strong presentation skill
• Microsoft Outlook, MS Excel, Word and PowerPoint

Specific Qualifications:

• University graduate

  Minimum 5 years of KYC/FS Compliance experience in Wealth Management/Private Bank with HK and SG exposure

  • Organized and meticulous