IT Staff Auditor

Ameriprise Financial Services, LLC; Gurugram District; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Ameriprise India LLP, part of Ameriprise Financial Inc., is seeking a Risk & Control Services professional to plan and execute audits, including SOX/MAR/FDICIA compliance, and present results to management. You will work to strengthen risk management, control and governance processes and collaborate with control groups to ensure timely delivery.

The role emphasizes identifying control deficiencies, assessing exposure, and proposing cost-effective recommendations in a collaborative, in-office

Qualifications

• 1-3 years of relevant experience.
• Experience in IT/Tech audits.
• B.Tech or BCA or any other relevant Graduation.
• CISA, CIA or CPA certification is an added advantage.

Responsibilities

• Execute portions of the Risk & Control Services plan, including SOX/MAR/FDICIA compliance activities and audit work.
• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
• Coordinate with control groups in planning and executing assigned work; complete within established timelines.
• Proactively communicate/escalate challenges and roadblocks impacting timelines.
• Gather information and provide input into risk assessments per department standards.

Skills

1-3 years of relevant experience

IT/Tech audit experience

Education

B.Tech

BCA or other relevant Graduation

CISA, CIA or CPA certification

Job description

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you’re talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Responsibilities

• Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels ofmanagement. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
• Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines.
• Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
• Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.

Qualifications

• Should have 1-3 years of Relevant experience
• Candidate having Internal audit experience in the field of IT/Tech Audits.
• B.Tech. BCA or any other relevant Graduation.
• Holding professional certification such as CISA, CIA or CPA will be an added advantage

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing,

productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with

flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring

process.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

FIN Finance

Job Family Group

Finance

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.