Investment Compliance Analyst

Akron Intel; Navi Mumbai; On-site; INR 1,200,000 - 2,000,000; Full time

Job summary

Akron Intel in Navi Mumbai is seeking an Investment Compliance Analyst with 3–8 years of experience to ensure regulatory alignment across portfolios and capital markets.

You will interpret client mandates and IMAs, monitor investment restrictions, and collaborate with Compliance, Operations, and Technology to implement rule changes.

Qualifications

• 3–8 years of experience in Investment Compliance or related fields.
• Strong understanding of investment restrictions and portfolio monitoring.
• Experience interpreting IMAs, prospectuses, and regulatory requirements.
• Hands-on experience with major compliance platforms.

Responsibilities

• Investigate compliance exceptions based on portfolio strategy and rules.
• Collaborate with technology and upstream teams to validate rule exceptions and provide clear commentary.
• Support testing and implementation of compliance rule changes related to derivatives and regulations.
• Ensure timely resolution of compliance issues and communicate risks to stakeholders.
• Work with Compliance, Operations, Technology, Client Service and Client Management to support delivery.

Skills

Investment compliance

Portfolio compliance

Regulatory understanding

Stakeholder management

Analytical thinking

Tools

Charles River

Sentinel

Aladdin

Bloomberg AIM

Job description

We're Hiring: Investment Compliance Analyst

Experience: 3–8 Years

Employment Type: Full-Time

We are looking for an experienced Investment Compliance Analyst to join our team. This opportunity is ideal for professionals with a strong background in investment compliance, portfolio compliance, or investment operations who are passionate about regulatory compliance, portfolio monitoring, and capital markets.

Key Responsibilities:

• Investigate compliance exceptions based on portfolio strategy and investment guideline rules.
• Collaborate with technology and upstream teams to troubleshoot compliance guideline rule exceptions and provide clear validation commentary.
• Support testing and implementation of compliance rule changes related to derivatives, CFTC regulations, IRC, concentration limits, and other investment restrictions.
• Ensure timely resolution of compliance issues while communicating risks and escalations to stakeholders.
• Work closely with Compliance, Operations, Technology, Client Service, and Client Management teams to support project delivery and business objectives.

Required Skills & Experience:

• 3–8 years of experience in Investment Compliance, Portfolio Compliance, Compliance Reporting, or Investment Operations.
• Strong understanding of investment restrictions, regulatory compliance, and portfolio monitoring.
• Experience interpreting client mandates, Investment Management Agreements (IMAs), prospectuses, and regulatory requirements is an advantage.
• Hands-on experience with compliance platforms such as Charles River, Sentinel, Aladdin, Bloomberg AIM, or similar tools.
• Excellent analytical, problem-solving, and stakeholder management skills.

Preferred Profile:

• Experience supporting compliance remediation, regulatory change, platform migration, or transformation initiatives.
• Ability to work independently and deliver results within challenging project timelines.
• Strong communication skills with the ability to collaborate effectively across business, compliance, and technology teams.

If you have the required expertise and are looking to advance your career in the Investment Banking and Capital Markets domain, we'd love to hear from you.