Internal Auditor Nbfc And Trading Accounting Mumbai

HITACHI VANTARA INDIA PRIVATE LIMITED; Mumbai; On-site; INR 600,000 - 1,200,000; Full time

Job summary

Sashr Consultants in Mumbai is seeking an Internal Auditor with deep experience in NBFCs, trading firms and financial services to plan and execute risk-based audits, evaluate business processes and controls, and identify improvements.

The ideal candidate should have robust understanding of risk, controls and audit processes, with strong analytical, documentation and stakeholder management skills to drive audit findings from planning to closure.

Qualifications

• 35 years of relevant Internal Audit experience.
• Experience in Trading Firms, NBFCs, Broking, Financial Services or BFSI is preferred.
• Strong understanding of Internal Audit, Risk Assessment and Internal Controls.
• Experience in independently handling audit assignments from planning to reporting and closure.
• Good analytical and problem-solving skills.
• Robust understanding of business and financial processes.
• Good communication and stakeholder management skills.
• Strong report writing and documentation skills.

Responsibilities

• Plan and execute internal and risk-based audits across various business and support functions.
• Review business processes, policies and procedures to assess the effectiveness of internal controls.
• Identify control gaps, process weaknesses and operational risks and recommend corrective measures.
• Conduct transaction and sample testing and verify supporting documents.
• Review financial and operational processes to ensure compliance with internal policies and procedures.
• Prepare audit working papers, observations and detailed audit reports.
• Discuss audit findings with process owners and obtain management responses.
• Track and follow up on audit observations and corrective actions until closure.
• Conduct special reviews or investigations as required by management.
• Assist in identifying potential financial, operational and compliance risks.
• Recommend improvements to strengthen internal controls and business processes.
• Maintain proper audit documentation and ensure timely completion of audit assignments.
• Coordinate with various stakeholders to obtain information and close audit requirements.

Skills

Internal Audit

Risk Assessment

Internal Controls

Stakeholder Management

MS Excel

Education

CA / CA Inter / MBA Finance

Tools

MS Excel

MS Office

Job description

Internal Auditor Nbfc And Trading Accounting Mumbai

Company: Sashr Consultants

Job Location: Mumbai, Maharashtra, India

Employment Type: Full-time

Experience Required: 3 - 5 years

Job Description Internal Auditor

Position: Internal Auditor Experience: 35 Years Industry: Trading / NBFC / Financial Services Location: Mumbai

About the Role

We are looking for an Internal Auditor with 35 years of relevant experience to manage internal audit assignments, evaluate business processes and controls, identify risks and recommend improvements.

The ideal candidate should have experience in Internal Audit within Trading Firms, NBFCs or Financial Services, with a robust understanding of risk, controls and audit processes.

Key Responsibilities

• Plan and execute internal and risk-based audits across various business and support functions.
• Review business processes, policies and procedures to assess the effectiveness of internal controls.
• Identify control gaps, process weaknesses and operational risks and recommend corrective measures.
• Conduct transaction and sample testing and verify supporting documents.
• Review financial and operational processes to ensure compliance with internal policies and procedures.
• Prepare audit working papers, observations and detailed audit reports.
• Discuss audit findings with process owners and obtain management responses.
• Track and follow up on audit observations and corrective actions until closure.
• Conduct special reviews or investigations as required by management.
• Assist in identifying potential financial, operational and compliance risks.
• Recommend improvements to strengthen internal controls and business processes.
• Maintain proper audit documentation and ensure timely completion of audit assignments.
• Coordinate with various stakeholders to obtain information and close audit requirements.

Candidate Profile

• 35 years of relevant Internal Audit experience.
• Experience in Trading Firms, NBFCs, Broking, Financial Services or BFSI is preferred.
• Strong understanding of Internal Audit, Risk Assessment and Internal Controls.
• Experience in independently handling audit assignments from planning to reporting and closure.
• Good analytical and problem-solving skills.
• Robust understanding of business and financial processes.
• Good communication and stakeholder management skills.
• Strong report writing and documentation skills.
• Good working knowledge of MS Excel and MS Office.
• CA / CA Inter / MBA Finance / relevant qualified qualification will be an added advantage. .