Internal Auditor (capital markets)

ERM Placement Services; Mumbai; On-site; INR 1,400,000 - 2,100,000; Full time

Job summary

ERM Placement Services is seeking a Manager/Senior Manager Internal Audit in Mumbai with 6+ years post-qualification experience. The role leads end-to-end internal audit and risk advisory engagements for Capital Markets and BFSI clients, conducting risk assessments, control testing and reporting findings to senior stakeholders.

The ideal candidate holds a CA or MBA, with strong analytical and communication skills and experience managing client relationships and junior staff in a consulting or

Qualifications

• CA or MBA with 6+ years post-qualification experience.
• Strong experience in Internal Audit / Risk Advisory / Internal Controls.
• Capital Markets / BFSI exposure mandatory.

Responsibilities

• Lead end-to-end Internal Audit and Risk Advisory engagements for Capital Markets / BFSI clients.
• Conduct risk assessments, process walkthroughs, RCM preparation and control testing.
• Identify control gaps and provide practical recommendations.
• Audit areas including Capital Markets, Investment Banking, Broking, Asset/Wealth Management, Treasury and Financial Services.
• Prepare audit reports and present findings to senior stakeholders.
• Manage client relationships, timelines and junior team members.

Skills

Analytical

Communication

Stakeholder management

Education

CA / MBA

Job description

Position: Manager / Senior Manager Internal Audit
Location: Mumbai
Experience: 6+ years post-qualification
Qualification: CA / MBAKey Responsibilities

• Lead end-to-end Internal Audit and Risk Advisory engagements for Capital Markets / BFSI clients.
• Conduct risk assessments, process walkthroughs, RCM preparation and control testing.
• Identify control gaps and provide practical recommendations.
• Audit areas including Capital Markets, Investment Banking, Broking, Asset/Wealth Management, Treasury and Financial Services.
• Prepare audit reports and present findings to senior stakeholders.
• Manage client relationships, timelines and junior team members.

Candidate Profile

• CA / MBA with 6+ years of post-qualification experience.
• Strong experience in Internal Audit / Risk Advisory / Internal Controls.
• Relevant Capital Markets / BFSI exposure is mandatory.
• Candidates from consulting, professional services or leading CA firms preferred.
• Strong analytical, communication and stakeholder-management skills.