Internal Audit - SOX/IFC

Nexdigm; Mumbai; On-site; INR 600,000 - 1,000,000; Full time

Job summary

Nexdigm is seeking an Internal Audit professional to support ICFR and SOX programs for multinational clients. You will walkthrough business processes, map risk controls, and document RCMs, while identifying control gaps for remediation.

The role requires 1-3 years in Internal Audit or compliance, with strong analytical skills and proficiency in Excel, Word, and PowerPoint. Mumbai-based consulting environment preferred.

Qualifications

• 1-3 years of experience in Internal Audit, Risk Advisory, ICFR, SOX, Statutory Audit, or Compliance.
• Basic understanding of IFC/ICFR.
• Knowledge of SOX 404 framework and control testing concepts.
• Understanding of business processes and financial reporting risks.
• Familiarity with risk assessment and internal control frameworks.
• Good analytical and problem-solving abilities.
• Proficiency in MS Excel, Word, and PowerPoint.

Responsibilities

• Assist in execution of ICFR and SOX compliance assignments for multinational companies.
• Perform walkthroughs of business processes and document process narratives, flowcharts, and Risk Control Matrices (RCMs).
• Identify key risks and controls within critical business processes.
• Conduct testing of design and operating effectiveness of controls.
• Review supporting documents and evidence to assess compliance with control requirements.
• Identify control deficiencies, gaps, and opportunities for process improvement.
• Prepare working papers, test scripts, observations, and client deliverables.
• Support management in remediation tracking and closure validation of identified issues.
• Coordinate with client stakeholders for data collection, meetings, and status updates.
• Assist in preparation of reports, presentations, and compliance dashboards.
• Stay updated on regulatory requirements, SOX standards, and industry best practices.

Skills

ICFR/SOX

SOX 404

Risk assessment

Internal controls

Documentation

MS Excel

MS Word

PowerPoint

Stakeholder mgmt

Analytical skills

Education

CA Inter / CA Articleship

B.Com / M.Com / MBA Finance

Tools

Documentation tools

RCM testing

Job description

• Assist in execution of ICFR and SOX compliance assignments for multinational companies.
• Perform walkthroughs of business processes and document process narratives, flowcharts, and Risk Control Matrices (RCMs).
• Identify key risks and controls within critical business processes.
• Conduct testing of design and operating effectiveness of controls.
• Review supporting documents and evidence to assess compliance with control requirements.
• Identify control deficiencies, gaps, and opportunities for process improvement.
• Prepare working papers, test scripts, observations, and client deliverables.
• Support management in remediation tracking and closure validation of identified issues.
• Coordinate with client stakeholders for data collection, meetings, and status updates.
• Assist in preparation of reports, presentations, and compliance dashboards.
• Stay updated on regulatory requirements, SOX standards, and industry best practices.

Desired Candidate Profile

Educational Qualification

• CA Inter / CA Articleship completed
• B.Com, M.Com, BMS, MBA (Finance)

Experience

• 1-3 years of experience in Internal Audit, Risk Advisory, ICFR, SOX, Statutory Audit, or Compliance functions.

Required Skills

• Basic understanding of Internal Financial Controls (IFC/ICFR).
• Knowledge of SOX 404 framework and control testing concepts.
• Understanding of business processes and financial reporting risks.
• Familiarity with risk assessment and internal control frameworks.
• Good analytical and problem-solving abilities.
• Proficiency in MS Excel, Word, and PowerPoint.
• Strong documentation and report-writing skills.
• Effective communication and stakeholder management skills.
• Ability to work in a multi-client consulting environment.