Internal Audit - CA fresher

Anand Rathi Global Finance Limited; Mumbai; Vor Ort; INR 600.000 - 900.000; Vollzeit

Zusammenfassung

Anand Rathi Global Finance Limited in Mumbai seeks a recently qualified Chartered Accountant (Fresher) to join its Internal Audit team. You will gain exposure to governance, risk management, regulatory compliance, business process reviews, and data analytics within a fast-growing NBFC.

The role involves working with senior management to strengthen internal controls and improve efficiency. Responsibilities include risk-based internal audits across functions, process walkthroughs, documenting

Qualifikationen

• CA Fresher with Chartered Accountant qualification.
• Ability to perform risk-based internal audits.
• Knowledge of RBI regulations for NBFCs is advantageous.

Aufgaben

• Assist in planning and execution of risk-based internal audits across business units.
• Perform process walkthroughs and testing of controls.
• Prepare audit workpapers and draft observations with risk ratings.
• Support regulatory and compliance reviews including RBI guidelines.
• Verify documentation and assist in ensuring governance and controls.

Kenntnisse

Internal Auditing

Regulatory Compliance

Risk Management

Governance

Ausbildung

Chartered Accountant (CA)

Jobbeschreibung

We are looking for a recent qualified Chartered Accountant (Fresher) to join our Internal Audit team. The role offers an excellent opportunity to gain exposure to governance, risk management, regulatory compliance, business process reviews, and data analytics within a fast-growing NBFC.

The candidate will work closely with senior management and business teams to strengthen internal controls, improve operational efficiency, and ensure compliance with RBI regulations and internal policies.

Key Role & Responsibilities:

Internal Audit Execution

• Assist in planning and execution of risk-based internal audits across business LAP, LAS, Treasury and support functions.
• Perform process walkthroughs and testing of financial, operational, compliance, and IT controls.
• Prepare audit workpapers in accordance with Internal Audit Standards.
• Assist in drafting audit observations, risk ratings, and practical recommendations.

Regulatory & Compliance Reviews

• Support audits covering RBI regulations applicable to NBFCs
• Review compliance with credit policies and approval matrix, SOPs, Board-approved frameworks, and regulatory guidelines.
• Participate in thematic and regulatory reviews.
• Review compliance with credit policies and approval matrix
• Verify KYC, CKYC, AML compliance

Documentation & Disbursement Controls

• Verify completeness of loan documentation
• Review mortgage/pledge creation and disbursement controls
• Review EMI, interest application, MTM monitoring, and insurance coverage

Asset Classification & Income Recognition

• Prepare audit reports and track closure of observations