Immediate Joinees Consultant / Assistant Manager_Internal Audit (FS)

Innovative; Gurugram District, Delhi; On-site; INR 900,000 - 1,400,000; Full time

Job summary

Innovative, based in Gurgaon, seeks an Internal Audit professional for Financial Services clients. Responsibilities include executing audits across Banking, NBFCs, Insurance, Asset Management, and FinTech, assessing controls, governance, and risk management, and reporting findings to stakeholders.

The ideal candidate holds CA / MBA / B.Com / M.Com or equivalent, with 1–8 years' experience in Internal Audit, Risk Consulting, or SOX/Regulatory compliance.

Qualifications

• CA / MBA / B.Com / M.Com or equivalent qualification.
• Experience in Internal Audit, Risk Consulting, Process Reviews, SOX Controls, Operational Audits, or Regulatory Compliance.
• Strong understanding of Financial Services processes and regulatory environment.
• Good analytical, communication, stakeholder management, and report-writing skills.

Responsibilities

• Execute internal audit assignments for clients in the Financial Services sector, including Banking, NBFCs, Insurance, Asset Management, and FinTech organizations.
• Assess the adequacy and effectiveness of internal controls, governance frameworks, and risk management processes.
• Review business processes and identify control gaps, operational inefficiencies, and compliance risks.
• Conduct process walkthroughs, test controls, and document audit observations.
• Prepare audit reports and present findings and recommendations to stakeholders.
• Monitor and follow up on audit observations and remediation plans.
• Support risk assessment exercises and development of risk-based audit plans.
• Ensure compliance with regulatory requirements, internal policies, and industry standards.
• Engage with client stakeholders and support business development initiatives where required.

Skills

Internal Audit

Risk Consulting

Process Reviews

SOX Controls

Regulatory Compliance

Education

CA / MBA / B.Com / M.Com

Job description

IMMEDIATE JOINEES Internal Audit - Financial Services

Experience: 1-8 Years (ACon/Con/AM Levels)
Location: Gurgaon

Key Responsibilities:

• Execute internal audit assignments for clients in the Financial Services sector, including Banking, NBFCs, Insurance, Asset Management, and FinTech organizations.
• Assess the adequacy and effectiveness of internal controls, governance frameworks, and risk management processes.
• Review business processes and identify control gaps, operational inefficiencies, and compliance risks.
• Conduct process walkthroughs, test controls, and document audit observations.
• Prepare audit reports and present findings and recommendations to stakeholders.
• Monitor and follow up on audit observations and remediation plans.
• Support risk assessment exercises and development of risk-based audit plans.
• Ensure compliance with regulatory requirements, internal policies, and industry standards.
• Engage with client stakeholders and support business development initiatives where required.

Preferred Candidate Profile:

• CA / MBA / B.Com / M.Com or equivalent qualification.
• Experience in Internal Audit, Risk Consulting, Process Reviews, SOX Controls, Operational Audits, or Regulatory Compliance.
• Strong understanding of Financial Services processes and regulatory environment.
• Good analytical, communication, stakeholder management, and report-writing skills.
• Prior experience in a consulting environment will be an added advantage.