IAU-Auditor

Nomura; Mumbai City; On-site; INR 4,500,000 - 7,000,000; Full time

Job summary

Nomura Services India, Powai, supports Nomura's global business and seeks a senior professional for Internal Audit with deep risk understanding. The role emphasizes independent work, strong communication, and leadership to resolve complex issues across regions, with a focus on documenting processes and remediation plans.

A robust background in accounting or quantitative fields and professional audit qualifications are expected.

Qualifications

• Strong understanding of Risk and Internal Audit gained through a combination of education and work experience of at least 10 years at global financial institutions or public accounting firms or consultancy firms.
• At least 5 years of Internal Audit experience in the financial services sector preferably within Investment Banking.
• Ability to communicate at various levels and across multiple regions and teams to support resolution of complex business issues.
• Ability to understand process, identify risks, and mitigating controls in the process, having sound judgement on the criticality and impact of issues identified.
• Act independently in complex fast paced environment with a strong work ethic and ability to work with minimal supervision.
• Ability to work independently and pro-actively, multi-task, and demonstrate a strong sense of ownership and commitment to delivery.
• Strong capabilities in documenting processes, and drafting issues and remediation plans.
• Hands-on experience working with data would be an advantage. Data analytics skill and experience in data analytical and mining tools and languages (such as SQL Server, Graph, Python, R) and visualisation technologies (such as Qlikview / Qlik Sense or Tableau) is preferred.
• Accounting or quantitative background, a relevant professional qualification and experience within the Internal Audit function of a global investment bank and / or a large accounting firm.
• Strong oral and written communication skills in English and have the confidence to deliver tough messages and have difficult conversations.
• Strong time and project management skills, consistently delivering to deadlines (budget and time)

Skills

Risk

Internal Audit

Communication

Process documentation

Data analytics

Time management

Project management

Independent work

Multitasking

Education

Accounting or quantitative background

Tools

SQL Server

Graph

Python

R

QlikView

Qlik Sense

Tableau

Job description

Overview:

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com

Nomura Services India, (Powai) supports Nomura's businesses around the world. Powai's world class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support have played a key role in facilitating Nomura's global operations and are an integral part of Nomura's global expansion plans. The Powai operation is a critical part of the platform to support the growth of Nomura's global business.

Requirements:

• Strong understanding of Risk and Internal Audit gained through a combination of education and work experience of at least 10 years at global financial institutions or public accounting firms or consultancy firms. At least 5 years of Internal Audit experience in the financial services sector preferably within Investment Banking.


• Have the ability to communicate at various levels and across multiple regions and teams to support resolution of complex business issues.


• Ability to understand process, identify risks, and mitigating controls in the process, having sound judgement on the criticality and impact of issues identified.


• He / she should be able to act independently in complex fast paced environment with a strong work ethic and ability to work with minimal supervision.


• Ability to work independently and pro-actively, multi-task, and demonstrate a strong sense of ownership and commitment to delivery.


• Have strong capabilities in documenting processes, and drafting issues and remediation plans.


• Hands-on experience working with data would be an advantage. Data analytics skill and experience in data analytical and mining tools and languages (such as SQL Server, Graph, Python, R) and visualisation technologies (such as Qlikview / Qlik Sense or Tableau) is preferred.


• Accounting or quantitative background, a relevant professional qualification and experience within the Internal Audit function of a global investment bank and / or a large accounting firm.


• Strong oral and written communication skills in English and have the confidence to deliver tough messages and have difficult conversations.


• Strong time and project management skills, consistently delivering to deadlines (budget and time)

Equal Opportunity Employer:

Nomura is an equal opportunities employer. We are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees (including promotion, transfers, assignments and beliefs). We prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, career's responsibilities, sexual orientation, gender identity, race, color, national or ethnic origins, religious belief, disability or age. Our objective is to attract job applications and applications for development from the best possible candidates and to retain the best people.