Global Trading Regulatory and Compliance Coordination Manager

Exxon Mobil; Bengaluru; On-site; INR 1,800,000 - 4,200,000; Full time

Job summary

ExxonMobil in Bengaluru seeks a Manager to lead the Trading Regulatory & Compliance Operations team, guiding daily, monthly, and annual compliance activities across global trading operations. You will supervise a high-performing team, oversee trade surveillance and regulatory reporting, and partner with Legal, Risk & Control, and Trading teams to ensure timely, accurate compliance delivery.

The role emphasizes strategic leadership, process optimization, stakeholder engagement, and ongoing

Qualifications

• Bachelor’s degree in Business Administration, Finance, or related field; advanced degree or certifications preferred.
• 7+ years of experience in trading compliance, financial services operations, or regulatory reporting, with at least 2 years in a leadership role.
• Strong understanding of trade surveillance, sanctions programs, and financial regulatory frameworks.
• Proven ability to lead teams, manage complex operations, and engage with global stakeholders.
• Proficiency in Excel, SharePoint, and data visualization tools; familiarity with compliance systems and automation platforms.
• Excellent communication, analytical, and problem-solving skills.

Responsibilities

• Lead and manage a high-performing team of analysts based in Bangalore, driving excellence in Trading Regulatory and Compliance operations, programs, and reporting.
• Provide ongoing coaching and performance feedback, supporting individual growth and career development within the team.
• Oversee key compliance activities including trade surveillance, sanctions screening, and regulatory reporting, ensuring consistent execution across platforms.
• Ensure all deliverables meet standards for accuracy, timeliness, and completeness.
• Continuously monitor and enhance quality control processes, including reconciliation and data validation, to uphold compliance integrity.
• Drive standardization, automation, and documentation of regulatory and compliance operations to improve scalability and consistency.
• Lead initiatives aimed at increasing operational efficiency, mitigating risk, and aligning with evolving regulatory and trading environments.
• Maintain and regularly update compliance procedures, calendars, and training materials to reflect current requirements and best practices.
• Serve as the primary liaison for regional and global stakeholders on operational compliance matters.
• Support governance forums, audits, and regulatory inquiries through structured reporting and insightful analysis.
• Collaborate closely with Legal, Risk & Control, and Trading teams to ensure alignment and timely resolution of compliance issues.
• Manage the Trading Regulatory and Compliance Training Program, including scheduling, tracking, and reporting across EM GT communities.
• Review and approve KPI dashboards, compliance metrics, and escalation logs to ensure transparency and accountability.
• Deliver actionable insights and executive summaries derived from operational data to senior leadership.
• Maintain audit readiness and ensure documentation integrity across all compliance-related activities

Skills

Trading compliance

Team leadership

Stakeholder engagement

Data visualization

Excel

SharePoint

Regulatory reporting

Education

Bachelor's degree in Business Administration/Finance

CAMS/FRM certifications (preferred)

Tools

Excel

SharePoint

Tableau/Power BI

Job description

About us

At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world’s largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for.

The success of our Upstream, Product Solutions and Low Carbon Solutions businesses is the result of the talent, curiosity and drive of our people. They bring solutions every day to optimize our strategy in energy, chemicals, lubricants and lower-emissions technologies.

We invite you to bring your ideas to ExxonMobil to help create sustainable solutions that improve quality of life and meet society’s evolving needs. Learn more about our What and our Why and how we can work together.

What role you will play in our team

As Manager of the Trading Regulatory & Compliance Operations team based in Bangalore, you will lead a high-performing group of analysts supporting ExxonMobil’s global trading compliance function. Your responsibilities will include overseeing the execution of daily, monthly, and annual compliance activities, ensuring accurate and timely reporting, surveillance, and regulatory support across global trading operations.

This role emphasizes strategic leadership, process optimization, stakeholder engagement, and team development to uphold strong compliance with both internal policies and external regulatory standards. You will work closely with global stakeholders across Trading, Market Risk, Legal, and Risk & Control to drive operational excellence, maintain audit readiness, and support continuous improvement initiatives.

What you will do

Key Responsibilities:

• Lead and manage a high-performing team of analysts based in Bangalore, driving excellence in Trading Regulatory and Compliance operations, programs, and reporting.
• Provide ongoing coaching and performance feedback, supporting individual growth and career development within the team.
• Oversee key compliance activities including trade surveillance, sanctions screening, and regulatory reporting, ensuring consistent execution across platforms.
• Ensure all deliverables meet standards for accuracy, timeliness, and completeness.
• Continuously monitor and enhance quality control processes, including reconciliation and data validation, to uphold compliance integrity.
• Drive standardization, automation, and documentation of regulatory and compliance operations to improve scalability and consistency.
• Lead initiatives aimed at increasing operational efficiency, mitigating risk, and aligning with evolving regulatory and trading environments.
• Maintain and regularly update compliance procedures, calendars, and training materials to reflect current requirements and best practices.
• Serve as the primary liaison for regional and global stakeholders on operational compliance matters.
• Support governance forums, audits, and regulatory inquiries through structured reporting and insightful analysis.
• Collaborate closely with Legal, Risk & Control, and Trading teams to ensure alignment and timely resolution of compliance issues.
• Manage the Trading Regulatory and Compliance Training Program, including scheduling, tracking, and reporting across EM GT communities.
• Review and approve KPI dashboards, compliance metrics, and escalation logs to ensure transparency and accountability.
• Deliver actionable insights and executive summaries derived from operational data to senior leadership.
• Maintain audit readiness and ensure documentation integrity across all compliance-related activities

About You

• Bachelor’s degree in Business Administration, Finance, or related field; advanced degree or certifications (e.g., CAMS, FRM) preferred.
• 7+ years of experience in trading compliance, financial services operations, or regulatory reporting, with at least 2 years in a leadership role.
• Strong understanding of trade surveillance, sanctions programs, and financial regulatory frameworks.
• Proven ability to lead teams, manage complex operations, and engage with global stakeholders.
• Proficiency in Excel, SharePoint, and data visualization tools; familiarity with compliance systems and automation platforms.
• Excellent communication, analytical, and problem-solving skills.

Preferred Skills:

• Familiarity with ExxonMobil’s Trading organization and systems.
• Experience with financial derivatives and related regulatory regimes/requirements.
• Exposure to process design, automation, and digital transformation initiatives.
• Experience in managing compliance audits, controls, and training programs.
• Willing to work from early afternoon to late evening (around 10pm) supporting London trading hours.

Alternate Location:

Nothing herein is intended to override the corporate separateness of local entities. Working relationships discussed herein do not necessarily represent a reporting connection, but may reflect a functional guidance, stewardship, or service relationship.

Exxon Mobil Corporation has numerous affiliates, many with names that include ExxonMobil, Exxon, Esso and Mobil. For convenience and simplicity, those terms and terms like corporation, company, our, we and its are sometimes used as abbreviated references to specific affiliates or affiliate groups. Abbreviated references describing global or regional operational organizations and global or regional business lines are also sometimes used for convenience and simplicity. Similarly, ExxonMobil has business relationships with thousands of customers, suppliers, governments, and others. For convenience and simplicity, words like venture, joint venture, partnership, co-venturer, and partner are used to indicate business relationships involving common activities and interests, and those words may not indicate precise legal relationships.