Financial Regulatory reporting

Master Mind Consultancy; Mumbai; On-site; INR 600,000 - 1,200,000; Full time

Job summary

Master Mind Consultancy in Mumbai is seeking a Financial Regulatory Reporting professional with 2–5 years of experience to support Asia compliance policies, track regulatory alerts, and coordinate policy updates across regional stakeholders.

The role involves monitoring FINRA/SEC and other authorities, maintaining inspection records, and driving risk monitoring and control improvements across global teams. A graduate in any relevant discipline with strong MS Excel/PowerPoint skills is required.

Qualifications

• Graduate in any relevant discipline.
• Basic understanding of Investment Banking, financial services, and regulatory compliance.
• Knowledge of compliance policies, regulatory requirements, and risk management frameworks.
• Strong MS Excel, Word, and PowerPoint skills.
• Excellent written communication, analytical, and summarization skills.
• Strong project coordination, time management, and stakeholder management skills.
• Knowledge of EMEA regulatory requirements and financial services compliance is preferred.
• Familiarity with Power BI/Tableau, Excel macros, Python, and AI/ML tools is an advantage.

Responsibilities

• Support Asia compliance policies, compliance communications, and regulatory alerts, including tracking, periodic reviews, and rollouts.
• Coordinate with regional stakeholders to ensure timely policy updates and implementation.
• Monitor regulatory websites and sanctions databases, including FINRA, SEC, and other relevant regulatory authorities.
• Maintain records of regulatory inspections, examinations, reported breaches, and remedial actions.
• Track audit action items and follow up with stakeholders for timely closure.
• Coordinate infrastructure and new technology initiatives, including project assessments, due diligence, and compliance approvals.
• Support regulatory risk monitoring and strengthen compliance controls across global teams.

Skills

Financial Regulatory reporting

Compliance policies

Regulatory Requirements

Risk Management

Education

Bachelor's degree

Tools

Excel

Word

PowerPoint

Power BI

Tableau

Python

AI/ML tools

Job description

Job Title : Financial Regulatory reporting

Experience : 2 to 5 Years

• Support Asia compliance policies, compliance communications, and regulatory alerts, including tracking, periodic reviews, and rollouts.
• Coordinate with regional stakeholders to ensure timely policy updates and implementation.
• Monitor regulatory websites and sanctions databases, including FINRA, SEC, and other relevant regulatory authorities.
• Maintain records of regulatory inspections, examinations, reported breaches, and remedial actions.
• Track audit action items and follow up with stakeholders for timely closure.
• Coordinate infrastructure and new technology initiatives, including project assessments, due diligence, and compliance approvals.
• Support regulatory risk monitoring and strengthen compliance controls across global teams.

Requisites

• Graduate in any relevant discipline.
• Basic understanding of Investment Banking, financial services, and regulatory compliance.
• Knowledge of compliance policies, regulatory requirements, and risk management frameworks.
• Strong MS Excel, Word, and PowerPoint skills.
• Excellent written communication, analytical, and summarization skills.
• Strong project coordination, time management, and stakeholder management skills.
• High attention to detail, ethical standards, and the ability to identify and escalation compliance issues.
• Knowledge of EMEA regulatory requirements and financial services compliance is preferred.
• Familiarity with Power BI/Tableau, Excel macros, Python, and AI/ML tools is an advantage.

Skills :

Financial Regulatory reporting,compliance policies,Regulatory Requirements,Risk Management