Executive - Corporate Compliance (Off-Roll)

Crisil; Mumbai; On-site; INR 600,000 - 1,000,000; Full time

Job summary

Crisil in Mumbai is seeking an Executive - Corporate Compliance to support the Corporate Compliance function on an off-roll basis. The role focuses on monitoring compliance requirements, handling stakeholder queries, and preparing management reports to aid governance decisions.

Responsibilities include PTP program administration, AML compliance activities, data analysis, and participating in UAT for system enhancements, ensuring robust records and timely regulatory submissions within a

Qualifications

• Bachelor’s degree in commerce, Finance, Business Administration, or related discipline.
• MBA (Finance) preferred.

Responsibilities

• Support the administration of the Personal Trading Policy (PTP) program and related employee compliance requirements.
• Support Anti-Money Laundering (AML) compliance activities, including monitoring compliance with AML policies, tracking regulatory requirements, maintaining AML related records, and assisting with periodic reviews and reporting.
• Respond to and manage compliance related queries from employees and other stakeholders in a timely and professional manner.
• Prepare and maintain MIS reports, dashboards, compliance trackers, and presentations for senior management and governance committees.
• Assist in data analysis, reporting, trend monitoring, and documentation related to compliance activities and regulatory requirements.
• Participate in User Acceptance Testing (UAT) for compliance system enhancements, upgrades, automation initiatives, and process improvements.
• Coordinate with cross-functional teams to support compliance monitoring, reporting, and risk management requirements.
• Ensure accurate record-keeping, maintenance, and retention of compliance-related documentation and audit trails.
• Support compliance testing, monitoring activities, and internal reviews to identify control gaps, compliance risks, and remediation actions.
• Assist in the preparation of regulatory submissions, management reports, and compliance metrics for internal and external stakeholders.

Skills

Detail-oriented

Proactive

Data analysis

MIS reports

Dashboards

Stakeholder management

Compliance monitoring

UAT

Education

Bachelor’s degree in commerce/Finance/Business Administration

MBA (Finance) preferred

Job description

Role: Executive - Corporate Compliance (Off-Roll)

Department: Compliance

Employment Type: Third Party payroll

Location: Mumbai

Job Description

About the Role:

We are seeking a detail oriented and proactive Executive to support the Corporate Compliance function. The role involves monitoring compliance requirements, managing stakeholder queries, preparing management reports, and assisting with system enhancements and compliance initiatives.

Key Responsibilities

• Support the administration of the Personal Trading Policy (PTP) program and related employee compliance requirements.


• Support Anti-Money Laundering (AML) compliance activities, including monitoring compliance with AML policies, tracking regulatory requirements, maintaining AML related records, and assisting with periodic reviews and reporting.


• Respond to and manage compliance related queries from employees and other stakeholders in a timely and professional manner.


• Prepare and maintain MIS reports, dashboards, compliance trackers, and presentations for senior management and governance committees.


• Assist in data analysis, reporting, trend monitoring, and documentation related to compliance activities and regulatory requirements.


• Participate in User Acceptance Testing (UAT) for compliance system enhancements, upgrades, automation initiatives, and process improvements.


• Coordinate with cross-functional teams to support compliance monitoring, reporting, and risk management requirements.


• Ensure accurate record-keeping, maintenance, and retention of compliance-related documentation and audit trails.


• Support compliance testing, monitoring activities, and internal reviews to identify control gaps, compliance risks, and remediation actions.


• Assist in the preparation of regulatory submissions, management reports, and compliance metrics for internal and external stakeholders.

Required Qualification

Bachelor’s degree in commerce, Finance, Business Administration, or related discipline. MBA (Finance) preferred