Consultant - Compliance Quality Assurance

Nium India; Mumbai; On-site; INR 700,000 - 1,300,000; Full time

Job summary

Nium India is seeking a Quality Assurance Analyst to join the Regulatory Compliance Team. The role focuses on verifying accuracy, reliability, and compliance of financial operations and internal controls.

The analyst will perform operations testing of controls, assess SOPs, plan QA reviews, and report observations to senior stakeholders, ensuring timely remediation and audit readiness.

Qualifications

• 3+ years of experience in financial crime, compliance, audit or QA.
• Experience with transaction monitoring, sanctions screening, KYC/EDD, and SARs.

Responsibilities

• Operational effectiveness testing of Financial Crime Compliance Controls.
• Design effectiveness testing of SOPs and policy requirements.
• Planning QA reviews and sampling methodology.

Skills

Financial crime compliance

QA testing

Stakeholder management

Analytical skills

Regulatory engagement

AI process automation

Tools

AML monitoring systems

CDD/EDD tooling

Job description

The Quality Assurance Analyst is a member of the Regulatory Compliance Team, responsible for systematically verifying the accuracy, reliability, and compliance of financial operations and internal controls.

Responsibilities

• Operational effectiveness testing - reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
• Design effectiveness testing - review Standard Operating Procedures and assess against policy requirements
• Planning - Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
• Reporting - present observations to senior stakeholders for factual accuracy discussions
• Issue management - ensure all issues are remediated in a timely manner
• Record-Keeping Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.

Requirements

• Minimum 3+ years of financial crime, Compliance, Audit or QA experience
• Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
• Excellent stakeholder management and regulatory engagement experience.
• Strong analytical, decision-making, and problem-solving skills.
• Excellent written and verbal communication skills.
• Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
• Familiarity with AML transaction monitoring, CDD and Screening systems and experience managing regulatory examinations and remediation programmes.